Elizabeth Anne Dickerson
Professional Summary
Elizabeth Anne Dickerson, who also goes by Elizabeth Dickerson, is a registered financial advisor currently at UNITED FIRST PARTNERS LLC located in New York, New York. Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 1992. Elizabeth has worked at 20 firms and has passed the Series 63, Series 57TO, Series 87, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Elizabeth Dickerson
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Contact Information
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
UNITED FIRST PARTNERS LLC
Contact Information
Main Address
3 Columbus Circle Suite 1730, New York, NY 10019Mailing Address
3 Columbus Circle Suite 1730, New York, NY 10019Phone Number
(917) 836-8841Established
New York since 08/31/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADJEDJ, MICHAEL SIMON | PRESIDENT, ELECTED MANAGER | 5854635 |
| MARDEL, STEPHANE CHARLES | CO-PRESIDENT | 5854634 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| SINELNIKOV, PETER SERGEY | PRINCIPAL FINANCIAL OFFICER | 6493208 |
| UNITED FIRST PARTNERS HOLDINGS, LLC | SOLE MEMBER | — |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/17/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Nov 2018About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Feb 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Anne Dickerson's CRS (Customer Relationship Summary).
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