Willie L. Wong
Professional summary
Willie L Wong is a registered financial professional currently at CASEY SECURITIES LLC located in Greenbrae, California and FCF SECURITIES AND DERIVATIVES LLC located in Chicago, Illinois.
Willie is registered as a RR (Registered Representative) and started their career in finance in 2000. Willie has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Willie L Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2018 - Present
CASEY SECURITIES LLC
Office #1: 100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904Office #2: 100 Drakes Landing Road Building 100a - 2nd Floor, Greenbrae, CA 94904January 3, 2019 - Present
FCF SECURITIES AND DERIVATIVES LLC
Office #1: 425 S. Financial Place Ste. 1575, Chicago, IL 60605May 8, 2023 - Present
HAMILTON EXECUTIONS LLC
Office #1: 11 Wall Street, New York, NY 10005December 5, 2019 - July 29, 2024
RFA SECURITIES LLC
August 30, 2002 - April 14, 2003
UST SECURITIES CORP.
August 8, 2000 - July 11, 2002
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2019)
Exams
Series 99TO
Date: 10/10/2025
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamBOX Exchange LLC
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
HAMILTON EXECUTIONS LLC
CRD#: 127653 / SEC#: , 8-66025
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FCF GROUP INTERMEDIATE HOLDINGS II LLC | OWNER | |
| FUNARO, JOSEPH NMN | OWNER-GSP | 4340219 |
| PALADINO, ARTHUR NMN | OWNER - GSP | 1927987 |
| RUSH, DAVID ELLIOT | OWNER | 2889292 |
| VENTO, ANDREW PAUL | OWNER | 5153789 |
| POSTREL, HELENE BERSON | FINOP | 2240945 |
| VORA, ANISH M | CHIEF EXECUTIVE OFFICER | 5466748 |
| WONG, WILLIE L | CHIEF COMPLIANCE OFFICER | 4170997 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
HAMILTON EXECUTIONS LLC
CRD#: 127653Greenbrae, CA 94904TRUST BUT VERIFY
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