Arthur Nmn Paladino
Professional Summary
Arthur Nmn Paladino, who also goes by Arthur Michael Paladino, Arthur Paladino, is a registered financial advisor currently at HAMILTON EXECUTIONS LLC located in New York, New York. Arthur is registered as a RR (Registered Representative) and started their career in finance in 1996. Arthur has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Arthur Michael Paladino, Arthur Paladino
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
HAMILTON EXECUTIONS L.L.C. | R.A.P. EXECUTIONS LLC | HAMILTON EXECUTIONS LLC
Contact Information
Main Address
11 Wall Street, New York, NY 10005Mailing Address
11 Wall Street, New York, NY 10005Phone Number
(212) 306-2101Established
Delaware since 06/23/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FCF GROUP INTERMEDIATE HOLDINGS II LLC | OWNER | — |
| FUNARO, JOSEPH NMN | OWNER-GSP | 4340219 |
| PALADINO, ARTHUR NMN | OWNER - GSP | 1927987 |
| RUSH, DAVID ELLIOT | OWNER | 2889292 |
| VENTO, ANDREW PAUL | OWNER | 5153789 |
| POSTREL, HELENE BERSON | FINOP | 2240945 |
| VORA, ANISH M | CHIEF EXECUTIVE OFFICER | 5466748 |
| WONG, WILLIE L | CHIEF COMPLIANCE OFFICER | 4170997 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/28/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Arthur Nmn Paladino's CRS (Customer Relationship Summary).
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