Elizabeth Eileen Bailey
Professional Summary
Elizabeth Eileen Bailey, who also goes by Elizabeth Eileen Thompson, is a registered financial advisor currently at ANICO FINANCIAL SOLUTIONS, LLC located in New York, New York. Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2000. Elizabeth has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Elizabeth Eileen Thompson
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
AEL FINANCIAL SERVICES, LLC | LOCKTON CAPITAL, LLC | LOCKTON CAPITAL MARKETS | LOCKTON CAPITAL ADVISORS, LLC | ANICO FINANCIAL SOLUTIONS, LLC
Contact Information
Main Address
1150 Locust Street, Des Moines, IA 50309Mailing Address
1150 Locust Street, Des Moines, IA 50309Phone Number
(515) 443-3527Established
Iowa since 02/12/2026Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (39 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2000About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2000About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Eileen Bailey's CRS (Customer Relationship Summary).
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