Stephanie Therese Rustad
Professional Summary
Stephanie Therese Rustad, who also goes by Stephanie Therese Ernst, is a registered financial advisor currently at HAMPTONROCK PARTNERS located in Dallas, Texas and VERIT ADVISORS CAPITAL MARKETS LLC located in Chicago, Illinois. Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2006. Stephanie has worked at 11 firms and has passed the SIE, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephanie Therese Ernst
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
AEL FINANCIAL SERVICES, LLC | LOCKTON CAPITAL, LLC | LOCKTON CAPITAL MARKETS | LOCKTON CAPITAL ADVISORS, LLC | ANICO FINANCIAL SOLUTIONS, LLC
Contact Information
Main Address
1150 Locust Street, Des Moines, IA 50309Mailing Address
1150 Locust Street, Des Moines, IA 50309Phone Number
(515) 443-3527Established
Iowa since 02/12/2026Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (39 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephanie Therese Rustad's CRS (Customer Relationship Summary).
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