Gregory S. Latini

VANGUARD ADVISERS

CHARLOTTE, NC 28262

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CRD#: 4150399

Professional summary

Gregory Scott Latini, CFP®, who also goes by Greg Latini, Gregory S Latini, Gregory Latini, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Charlotte, North Carolina and VANGUARD MARKETING CORPORATION located in Charlotte, North Carolina.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Gregory has worked at 10 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 31 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Latini | Gregory S Latini | Gregory Latini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1) NAME OF BUSINESS: OPERATION SWEET TOOTH NON-INVESTMENT RELATED ADDRESS (City/State): CORNELIUS, NC NATURE OF BUSINESS: NON-PROFIT 501(C)3 POSITION: OWNER START DATE: 08/2016 APPROX. HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PROVIDE FOR UNDERSERVED CHILDREN IN OUR COMMUNITY AND TO PROTECT PUBLIC SPACES BY PROVIDING AEDs (2) NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS (City/State): N. MYRTLE BEACH SC POSITION: LANDLORD/OWNER START DATE: 12/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 (3) NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS (City/State): CORNELIUS, NC POSITION: N/A START DATE: 03/2021 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: MAINTAIN LICENSE (4) NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS (City/State): SUNSET BEACH, SC POSITION: LANDLORD/OWNER START DATE: 12/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Latini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

December 21, 2022 - Present

VANGUARD ADVISERS, INC.

Office #1: 1030 Admiral Nelson Ct, Charlotte, NC 28262

RIA

CRD#: 106715

CHARLOTTE, NC

Current

January 4, 2023 - Present

VANGUARD MARKETING CORPORATION

Office #1: 1030 Admiral Nelson Ct, Charlotte, NC 28262

CRD#: 7452

CHARLOTTE, NC

Past

December 9, 2019 - December 9, 2022

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

Cornelius, NC

Past

January 26, 2016 - October 10, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

CHARLOTTE, NC

Past

January 26, 2016 - October 10, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

CHARLOTTE, NC

Past

June 7, 2013 - January 13, 2016

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

CHARLOTTE, NC

Past

June 7, 2013 - January 13, 2016

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

CHARLOTTE, NC

Past

March 28, 2011 - June 4, 2013

WADDELL & REED

RIA

CRD#: 866

CHARLOTTE, NC

Past

March 28, 2011 - June 4, 2013

WADDELL & REED

CRD#: 866

CHARLOTTE, NC

Past

February 11, 2008 - March 25, 2011

EQUITY SERVICES, INC.

RIA

CRD#: 265

CHARLOTTE, NC

Past

January 21, 2008 - March 25, 2011

EQUITY SERVICES, INC.

CRD#: 265

CHARLOTTE, NC

Past

August 3, 2001 - November 28, 2001

TRIDENT PARTNERS LTD.

CRD#: 41258

WOODBURY, NY

Past

June 26, 2001 - August 21, 2001

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN JUAN CAPISTRANO, CA

Past

May 1, 2000 - June 6, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

North Carolina
(12/21/2022)

North Carolina
(1/24/2023)

IAR

Texas
(1/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/24/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/8/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/4/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/2008

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 6/1/2000

Futures Managed Funds Examination

Principal/Supervisory Exam

Series 24

Date: 12/1/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

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Contact information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

Phone number

(610) 669-1000

Established

Firm type

Fiscal year end

# of Employees

2,225

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STABLE VALUE (9/29/2025)

VANGUARD MANAGED ACCOUNT PROGRAM AND PERSONAL ONLINE ADVISOR (9/29/2025)

VANGUARD SITUATIONAL ADVISOR BROCHURE (9/29/2025)

VANGUARD STRATEGIC MODEL PORTFOLIOS (9/29/2025)

VANGUARD DIGITAL ADVISOR AND VANGUARD PERSONAL ADVISOR (9/29/2025)

VANGUARD PERSONAL ADVISOR SELECT (9/29/2025)

Regulatory assets under management

Total Number of Accounts	698,843
AUM (Assets Under Management)	$ 300,434,933,763

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
10/23/2024	Cover Page	Report
06/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory S. Latini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Latini's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

UNITED CAPITAL FINANCIAL ADVISORS

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

WADDELL & REED

WADDELL & REED

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

TRIDENT PARTNERS LTD.

BROOKSTREET SECURITIES CORPORATION

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

VANGUARD ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/24/2023

Series 66

Date: 2/8/2008

Series 7TO

Date: 1/4/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/18/2008

Series 31

Date: 6/1/2000

Series 24

Date: 12/1/2010

FINRA

Current Firm

VANGUARD ADVISERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VANGUARD ADVISERS, INC.

TRUST BUT VERIFY

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