George A. Stutts
Professional summary
George A Stutts, who also goes by George Alton Stutts, Skip Stutts, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Fort Mill, South Carolina.
George is registered as a RR (Registered Representative) and started their career in finance in 2000. George has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George A Stutts's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 936 Market St. Suite 207, Fort Mill, SC 29708March 15, 2022 - November 22, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 4, 2010 - March 15, 2022
OSAIC FS, INC.
February 3, 2009 - December 31, 2009
OSAIC FS, INC.
October 3, 2008 - March 15, 2022
OSAIC FS, INC.
May 14, 2007 - September 24, 2008
SYNERGY INVESTMENT GROUP, LLC
May 14, 2007 - September 24, 2008
SYNERGY INVESTMENT GROUP, LLC
November 23, 2005 - May 18, 2007
EQUITY SERVICES, INC.
November 23, 2005 - May 18, 2007
EQUITY SERVICES, INC.
January 27, 2004 - November 2, 2005
OSAIC FS, INC.
November 18, 2003 - November 2, 2005
OSAIC FS, INC.
February 6, 2003 - November 13, 2003
PRUCO SECURITIES, LLC.
February 5, 2003 - November 13, 2003
PRUCO SECURITIES, LLC.
April 19, 2000 - February 4, 2002
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2022)
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(3/15/2022)
(3/15/2022)
(3/15/2022)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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