JP
Jennifer A. Ploehn
TRUIST ADVISORY SERVICES
RALEIGH, NC 27612
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CRD#: 4132343
JP
Professional summary
Jennifer Anne Ploehn, who also goes by Jennifer Anne Jewell, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Raleigh, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Raleigh, North Carolina.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jennifer has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Anne Jewell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
XYNGULAR POSITION: Distributor NATURE: Xyngular is the leader in weight loss and wellness supplements INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/25/2023 ADDRESS: LEHI UT, United States DESCRIPTION: Provide information on the supplements SCENTSY POSITION: Consultant NATURE: Delivering amazing fragrance experiences -- and how it makes life better. From our flagship scented wax and wax warmers to building and nurturing an all-are-welcome family of consultants, we're all about filling lives with fragrance! INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: Meridian ID, United States DESCRIPTION: Informing people of the scent products they offer and taking orders
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Anne Ploehn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3605 Glenwood Ave, Raleigh, NC 27612RIA
CRD#: 283390
RALEIGH, NC
Current
September 9, 2008 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3605 Glenwood Ave Ste 400, Raleigh, NC 27612BD
CRD#: 17499
Raleigh, NC
Past
October 20, 2008 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
CHARLOTTE, NC
Past
March 15, 2007 - August 26, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DURHAM, NC
Past
March 28, 2000 - February 20, 2007
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MONTCLAIR, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/7/2024)
RR
Arizona(6/4/2015)
RR
California(12/14/2017)
RR
Colorado(1/21/2011)
RR
Connecticut(9/9/2016)
RR
District of Columbia(4/1/2024)
RR
Florida(9/9/2008)
RR
Georgia(8/27/2015)
RR
Illinois(7/28/2021)
RR
Indiana(2/7/2023)
RR
Iowa(3/3/2023)
RR
Kansas(8/30/2023)
RR
Kentucky(6/7/2019)
RR
Maryland(5/19/2010)
RR
Massachusetts(2/14/2019)
RR
Minnesota(5/7/2012)
RR
Mississippi(1/19/2025)
RR
Missouri(4/6/2020)
RR
Montana(9/16/2024)
RR
Nevada(4/29/2015)
RR
New Hampshire(9/9/2016)
RR
New Jersey(3/13/2024)
RR
New Mexico(9/23/2022)
RR
New York(9/9/2008)
RR
North Carolina(9/9/2008)
IAR
North Carolina(9/14/2016)
RR
Ohio(5/19/2017)
RR
Oregon(6/7/2019)
RR
Pennsylvania(1/21/2011)
RR
Rhode Island(3/3/2023)
RR
South Carolina(5/19/2010)
RR
Tennessee(5/19/2010)
RR
Texas(9/12/2014)
RR
Utah(11/9/2023)
RR
Vermont(8/21/2025)
RR
Virginia(9/9/2008)
RR
Washington(4/1/2024)
RR
Wisconsin(7/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Raleigh, NC 27612TRUST BUT VERIFY
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