Morris F. Licciardello

VALLEY FINANCIAL GROUP

Ambler, PA 19002

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CRD#: 4122864

Professional summary

Morris Francis Licciardello JR, CFP®, who also goes by Morris Francis Licciardello, Licciardello Jr, Morris Francis Licciardello, Jr. Jr, Morris Francis Licciardello, Jr., is a registered financial advisor currently at VALLEY FINANCIAL GROUP located in Ambler, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Ambler, Pennsylvania.

Morris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Morris has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Morris Francis Licciardello | Licciardello Jr | Morris Francis Licciardello, Jr. Jr | Morris Francis Licciardello, Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1. Valley Financial Group 2. Investment related 3. At registered location 4. RIA 5. Advisor 6. 09/2003 7. 80 hrs/mo 8. 80 hrs during trading 9. Financial Advisor 2) 1. Morris Licciardello Jr - Tax Prep 2. Investment Related 3. 311 Lindenwold Avenue Ambler, PA 19002 4. Tax preparation 5. Certified tax preparer 6. 4/1/2018 7. 3 hrs/mo 8. 2 hrs during trading 9. Tax preparation 3) 1. Consulting 2. Investment related 3. 311 Lindenwold Avenue Ambler, PA 19002 4. Internal Consulting 5. Internal Consultant 6. 1/1/2021 7. 40 hrs/mo 8.30 hrs during trading 9. Act as an internal consultant to Valley Financial Group 4) 1. GBU Financial Sales 2. Investment Related 3. 4254 Clairton Blvd., Pittsburgh PA 15227 4. Insurance Sales 5. Agent 6. 11/22/2004 7. 2 hrs/mo 8. 1 hrs during trading 9. Act as agent in selling fixed annuities and term life insurance 5) 1. Fixed Insurance 2. Investment related 3. 311 Lindenwold Avenue Ambler, PA 19002 4. Fixed / traditional insurance 5. Agent 6. 09/2003 7. 10 hrs/mo 8. 10 hrs during trading 9. Sales of fixed / traditional insurance products 6) 1. Executive Financial Group, Inc. 2. Investmnet related 3. 1864 NJ-70 E, Cherry Hill, NJ 08003 4. Insurance Sales 5. Agent 6. 04/01/2021 7. 3 hrs/mo 8. 2 hrs during trading 9. Act as agent for life insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morris Francis Licciardello JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

April 15, 2021 - Present

VALLEY FINANCIAL GROUP

Office #1: 311 Lindenwold Ave, Ambler, PA 19002

RIA

CRD#: 312254

Ambler, PA

Current

March 31, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 311 Lindenwold Avenue, Ambler, PA 19002

CRD#: 35747

Ambler, PA

Past

November 24, 2003 - March 31, 2021

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

Flourtown, PA

Past

November 18, 2003 - November 19, 2003

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

Flourtown, PA

Past

November 18, 2003 - March 31, 2021

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Flourtown, PA

Past

February 13, 2003 - November 24, 2003

OSAIC FS, INC.

RIA

CRD#: 3870

HAMILTON, NJ

Past

July 29, 2002 - February 14, 2003

POLARIS ADVISORY SERVICES INC

RIA

CRD#: 109435

HAMILTON, NJ

Past

July 8, 2000 - November 24, 2003

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

February 9, 2000 - July 8, 2000

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALLEY FINANCIAL GROUP

VALLEY FINANCIAL GROUP | VALLEY FINANCIAL GROUP, INC.

CRD#: 312254 / SEC#: 801-120325

RIA

Registered Investment Advisory firm - (2/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/7/2025)

Florida
(3/31/2021)

Illinois
(11/7/2025)

Massachusetts
(3/31/2021)

New Hampshire
(10/15/2021)

New Jersey
(3/31/2021)

New York
(3/31/2021)

Pennsylvania
(3/31/2021)

IAR

Pennsylvania
(4/15/2021)

South Carolina
(11/7/2025)

Texas
(11/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/6/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/7/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VALLEY FINANCIAL GROUP

VALLEY FINANCIAL GROUP | VALLEY FINANCIAL GROUP, INC.

CRD#: 312254 / SEC#: 801-120325

RIA

Registered Investment Advisory firm - (2/16/2021 Approved)

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Contact information

Main Address

311 Lindenwold Ave, Ambler, PA 19002

Mailing Address

Phone number

(215) 947-9190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A PLUS WRAP (3/31/2025)

Regulatory assets under management

Total Number of Accounts	821
AUM (Assets Under Management)	$ 237,918,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Morris F. Licciardello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morris Francis Licciardello JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

OSAIC FS, INC.

POLARIS ADVISORY SERVICES INC

OSAIC FS, INC.

POLARIS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

VALLEY FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 3/6/2000

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/7/2000

Series 24

Date: 5/30/2000

FINRA

Current Firm

VALLEY FINANCIAL GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALLEY FINANCIAL GROUP

TRUST BUT VERIFY

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