Palin G. Archer

BGC FINANCIAL, L.P.

Jericho, NY 11753

Some features on this profile are disabled

CRD#: 4083018

Professional summary

Palin Guy Archer is a registered financial professional currently at BGC FINANCIAL, L.P. located in Jericho, New York and MINT BROKERS located in Jericho, New York.

Palin is registered as a RR (Registered Representative) and started their career in finance in 2000. Palin has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Palin Guy Archer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2004 - Present

BGC FINANCIAL, L.P.

Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753

CRD#: 19801

Jericho, NY

Current

February 21, 2020 - Present

MINT BROKERS

Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753

CRD#: 13681

Jericho, NY

Past

February 21, 2002 - March 11, 2004

UNICREDIT CAPITAL MARKETS LLC

CRD#: 7789

NEW YORK, NY

Past

March 23, 2000 - July 11, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/9/2021)

Colorado
(12/19/2017)

Connecticut
(12/19/2017)

Florida
(3/9/2018)

Illinois
(12/19/2017)

Massachusetts
(12/19/2017)

Minnesota
(12/19/2017)

New Jersey
(1/29/2010)

New York
(3/16/2004)

North Carolina
(2/1/2010)

Puerto Rico
(4/7/2021)

South Dakota
(1/11/2023)

Tennessee
(5/19/2023)

Exams

State Security Law Exam

Series 63

Date: 4/25/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/12/2005

General Securities Principal Examination

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

MINT BROKERS

CRD#: 13681 / SEC#: , 8-29616

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

55 Water Street 10th Floor, New York, NY 10038

Mailing Address

55 Water Street 10th Floor, New York, NY 10041

Phone number

(646) 346-7000

Established

New York since 09/25/1992

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MINT BROKERS HOLDINGS I, LLC	LIMITED PARTNER
ABULARRAGE, JOHN JOSEPH	CHIEF EXECUTIVE OFFICER	3265633
ANZALONE, THOMAS JOSEPH	CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER	1161513
HAUF, JASON WILLIAMS	CHIEF FINANCIAL OFFICER	4163331
LEWIS, THOMAS JOSEPH	MANAGING DIRECTOR FIXED INCOME AND COMMODITIES	2684821
LYNCH, MARTIN	CHIEF OPERATING OFFICE	5612726
MINT BROKERS HOLDING II, LLC	GENERAL PARTNER
SULFARO, MICHAEL CARL	CHIEF COMPLIANCE OFFICER	2483562

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Subhrajit Goon

AIMCDONNAUGH & CO. INC.

IAR

Berkeley heights, NJ

Randy Brickman

PARK AVENUE SECURITIES LLC

IAR

NORTH WOODMERE, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Palin G. Archer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Palin Guy Archer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MINT BROKERS

UNICREDIT CAPITAL MARKETS LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/25/2000

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2000

Series 24

Date: 10/12/2005

Cboe BZX Exchange, Inc.

FINRA

NYSE Arca, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

MINT BROKERS

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MINT BROKERS

TRUST BUT VERIFY

Similar Advisors