Thomas Joseph Lewis
Professional Summary
Thomas Joseph Lewis, who also goes by Thomas J Lewis, Tommy Lewis, is a registered financial advisor currently at GFI SECURITIES LLC located in New York, New York and BGC FINANCIAL, L.P. located in Darien, Connecticut. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1996. Thomas has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas J Lewis, Tommy Lewis
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
BGC SECURITIES | SEMINOLE TRADING | SEMINOLE FINANCIAL | MINT BROKERS | CANTOR, FITZGERALD CORPORATE BROKERS, INC. | CANTOR FITZGERLAD PARTNERS | CANTOR FITZGERALD PARTNERS | CANTOR FITZGERALD FIXED INCOME BROKERS, INC.
Contact Information
Main Address
55 Water Street 10th Floor, New York, NY 10038Mailing Address
55 Water Street 10th Floor, New York, NY 10041Phone Number
(646) 346-7000Established
New York since 09/25/1992Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MINT BROKERS HOLDINGS I, LLC | LIMITED PARTNER | — |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICE | 5612726 |
| MINT BROKERS HOLDING II, LLC | GENERAL PARTNER | — |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/4/2020)
(6/4/2020)
(2/24/2017)
(6/25/2020)
(3/16/2017)
(8/13/2020)
(6/4/2020)
(1/26/2017)
(6/12/2020)
(6/7/2022)
(6/4/2020)
(3/17/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Lewis's CRS (Customer Relationship Summary).
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