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John Joseph Abularrage

GFI SECURITIES
NEW YORK, NY
·CRD# 3265633·27 years experience

Professional Summary

John Joseph Abularrage is a registered financial advisor currently at GFI SECURITIES LLC located in New York, New York and BGC FINANCIAL, L.P. located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

GFI SECURITIES LLC·CRD# 19982
BD
1. 55 Water Street 10th Floor, New York, NY 100412. 700 Montauk Highway, Watermill, NY 11976
November 29, 2021 - Present
BGC FINANCIAL, L.P.·CRD# 19801
BD
55 Water Street 10th Floor, New York, NY 10004
November 29, 2021 - Present
MINT BROKERS·CRD# 13681
BD
55 Water Street 10th Floor, New York, NY 10004
November 29, 2021 - Present
ICAP SECURITIES USA LLC·CRD# 19739
BD
New York, NY
November 13, 2017 - November 23, 2021
TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
New York, NY
November 13, 2017 - November 23, 2021
CHAPDELAINE TULLETT PREBON, LLC·CRD# 7017
BD
New York, NY
January 5, 2012 - July 3, 2012
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
June 13, 2011 - November 23, 2021
CANACCORD GENUITY SECURITIES LLC·CRD# 24790
BD
New York, NY
August 10, 2007 - April 14, 2011
COLLINS STEWART INC.·CRD# 47414
BD
New York, NY
October 3, 2000 - August 10, 2007
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
November 4, 1999 - April 10, 2000

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Current Firm

MB
MINT BROKERS

BGC SECURITIES | SEMINOLE TRADING | SEMINOLE FINANCIAL | MINT BROKERS | CANTOR, FITZGERALD CORPORATE BROKERS, INC. | CANTOR FITZGERLAD PARTNERS | CANTOR FITZGERALD PARTNERS | CANTOR FITZGERALD FIXED INCOME BROKERS, INC.

CRD#: 13681 / SEC#: 8-29616
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

55 Water Street 10th Floor, New York, NY 10038

Mailing Address

55 Water Street 10th Floor, New York, NY 10041

Phone Number

(646) 346-7000

Established

New York since 09/25/1992

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MINT BROKERS HOLDINGS I, LLCLIMITED PARTNER—
ABULARRAGE, JOHN JOSEPHCHIEF EXECUTIVE OFFICER3265633
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER1161513
HAUF, JASON WILLIAMSCHIEF FINANCIAL OFFICER4163331
LEWIS, THOMAS JOSEPHMANAGING DIRECTOR FIXED INCOME AND COMMODITIES2684821
LYNCH, MARTINCHIEF OPERATING OFFICE5612726
MINT BROKERS HOLDING II, LLCGENERAL PARTNER—
SULFARO, MICHAEL CARLCHIEF COMPLIANCE OFFICER2483562

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(11/29/2021)
RR
Washington
(3/23/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2009About the Series 24 exam
Cboe BZX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq GEMX, LLC
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Joseph Abularrage's CRS (Customer Relationship Summary).

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