Joseph B. Bailey

INTEGRITY CAPITAL MANAGEMENT

KINGSPORT, TN 37660

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CRD#: 4078666

Professional summary

Joseph Barry Bailey, AIF®, CFP® is a registered financial advisor currently at INTEGRITY CAPITAL MANAGEMENT located in Kingsport, Tennessee.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Joseph has worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. OWNER OF B-SQUARED CONSULTING LLC, NOT INVESTMENT RELATED, TECHNOLOGY AND COMPLIANCE CONSULTING, STARTED 3/2016, 20 TO 40 HOURS A MONTH PROVIDING CONSULTING SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Barry Bailey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

March 12, 2007 - Present

INTEGRITY CAPITAL MANAGEMENT

Office #1: 444 Clinchfield St Ste 302, Kingsport, TN 37660

RIA

CRD#: 142693

KINGSPORT, TN

Past

November 2, 2006 - December 13, 2006

GAAM WEALTH ADVISORS, INC.

RIA

CRD#: 140446

JOHNSON CITY, TN

Past

June 15, 2004 - December 13, 2004

GILBERT ADVANCED ASSET MANAGEMENT, INC.

RIA

CRD#: 122325

JOHNSON CITY, TN

Past

March 26, 2004 - December 19, 2006

LPL FINANCIAL LLC

RIA

CRD#: 6413

JOHNSON CITY, TN

Past

December 9, 1999 - December 19, 2006

LPL FINANCIAL LLC

CRD#: 6413

JOHNSON CITY, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRITY CAPITAL MANAGEMENT

INTEGRITY CAPITAL MANAGEMENT | INTEGRITY CAPITAL MANAGEMENT LLC

CRD#: 142693 / SEC#: 801-70864

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

Tennessee

Registered Investment Advisory firm - (2/11/2010 Terminated)

Virginia

Registered Investment Advisory firm - (1/12/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/6/2013)

IAR

Tennessee
(3/12/2007)

IAR

Virginia
(6/6/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/15/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/6/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/12/2006

General Securities Principal Examination

Current Firm

INTEGRITY CAPITAL MANAGEMENT

INTEGRITY CAPITAL MANAGEMENT | INTEGRITY CAPITAL MANAGEMENT LLC

CRD#: 142693 / SEC#: 801-70864

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

Tennessee

Registered Investment Advisory firm - (2/11/2010 Terminated)

Virginia

Registered Investment Advisory firm - (1/12/2010 Terminated)

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Contact information

Main Address

444 Clinchfield Street Suite 302, Kingsport, TN 37660

Mailing Address

Phone number

(423) 230-4500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ICM FORM ADV PART 2A-2B 3.18.2025 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	461
AUM (Assets Under Management)	$ 145,404,419

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph B. Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Barry Bailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

GAAM WEALTH ADVISORS, INC.

GILBERT ADVANCED ASSET MANAGEMENT, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

INTEGRITY CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 12/15/1999

Series 7

Date: 12/6/1999

Series 24

Date: 6/12/2006

Current Firm

INTEGRITY CAPITAL MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRITY CAPITAL MANAGEMENT

TRUST BUT VERIFY

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