Vlad Uchenik
Professional Summary
Vlad Uchenik is a registered financial advisor currently at INX SECURITIES, LLC located in Holland, Pennsylvania. Vlad is registered as a RR (Registered Representative) and started their career in finance in 1999. Vlad has worked at 13 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 4, Series 53, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
INX ATS | SAGEWORKS CAPITAL, INC. | SAGEWORKS CAPITAL LLC | SAGEWORKS CAPITAL INC. | RAISEWORKS | OPENFINANCE SECURITIES, LLC | INX SECURITIES, LLC
Contact Information
Main Address
252 Bradley Court, Holland, PA 18966Mailing Address
252 Bradley Court, Holland, PA 18966Phone Number
(215) 806-9031Established
Pennsylvania since 03/29/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/23/2014)
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(11/14/2013)
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(5/28/2013)
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(10/7/2013)
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(8/9/2020)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 2000About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Vlad Uchenik's CRS (Customer Relationship Summary).
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