Matthew Edwin King
Professional Summary
Matthew Edwin King is a registered financial advisor currently at CAPITAL SYNERGY PARTNERS located in Aptos, California. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
BATLEY & ASSOCIATES
OSAIC WEALTH, INC.
INVESTING FOREVER ADVISORY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
BATLEY & ASSOCIATES
OSAIC WEALTH, INC.
INVESTING FOREVER ADVISORY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
BATLEY & ASSOCIATES
OSAIC WEALTH, INC.
INVESTING FOREVER ADVISORY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
BATLEY & ASSOCIATES
OSAIC WEALTH, INC.
INVESTING FOREVER ADVISORY
Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
LPL FINANCIAL LLC
BATLEY & ASSOCIATES
OSAIC WEALTH, INC.
INVESTING FOREVER ADVISORY
Current Firm
CAPITAL SYNERGY PARTNERS | CAPITAL SYNERGY PARTNERS, INC.
Contact Information
Main Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606Mailing Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606Phone Number
(949) 442-7413Established
California since 01/14/1999Firm Type
CorporationFiscal Year End
SeptemberFirm Size
Small# of Employees
46FINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
331AUM (Assets Under Management)
$102,342,673Similar Advisors
LPL FINANCIAL LLC
BATLEY & ASSOCIATES
OSAIC WEALTH, INC.
INVESTING FOREVER ADVISORY
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
BATLEY & ASSOCIATES
OSAIC WEALTH, INC.
INVESTING FOREVER ADVISORY
Primary Firm SEC Registration
CAPITAL SYNERGY PARTNERS | CAPITAL SYNERGY PARTNERS, INC.
State Registrations and Notice Filings
(8/30/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2000About the Series 6 examSRO Registrations
Similar Advisors
LPL FINANCIAL LLC
BATLEY & ASSOCIATES
OSAIC WEALTH, INC.
INVESTING FOREVER ADVISORY
CRS (Client Relationship Summary) - BD
Click below to view Matthew Edwin King's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
BATLEY & ASSOCIATES
OSAIC WEALTH, INC.
INVESTING FOREVER ADVISORY