Andrew Alan Holden
Professional Summary
Andrew Alan Holden, who also goes by Andy Holden, is a registered financial advisor currently at CAPITAL SYNERGY PARTNERS located in Irvine, California and CPS FINANCIAL & INSURANCE SERVICES, INC. located in Irvine, California. Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Andrew has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andy Holden
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
CAPITAL SYNERGY PARTNERS | CAPITAL SYNERGY PARTNERS, INC.
Contact Information
Main Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606Mailing Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606Phone Number
(949) 442-7413Established
California since 01/14/1999Firm Type
CorporationFiscal Year End
SeptemberFirm Size
Small# of Employees
46FINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
331AUM (Assets Under Management)
$102,342,673Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/3/2007)
(10/22/2025)
(5/9/2001)
(8/22/2006)
(1/20/1999)
(5/23/2011)
(11/13/2009)
(4/30/2001)
(3/30/2001)
(12/2/2025)
(10/1/2001)
(4/9/2025)
(11/19/2025)
(3/30/2001)
(6/4/2001)
(9/18/2025)
(6/24/2002)
(9/23/2025)
(3/30/2001)
(11/18/2024)
(10/23/2025)
(11/13/2009)
(10/14/2025)
(9/19/2025)
(6/24/2003)
(6/14/2002)
(11/25/2025)
(8/21/2001)
(8/6/2002)
(8/24/2001)
(10/17/2025)
(9/29/2025)
(8/31/2001)
(5/24/2002)
(10/1/2001)
(9/28/2001)
(4/9/2019)
(8/23/2001)
(4/29/2003)
(3/30/2001)
(1/21/2026)
(9/22/2025)
(9/28/2001)
(3/20/2024)
(2/22/2019)
(1/24/2002)
(8/22/2001)
(9/19/2025)
(7/8/2016)
(8/21/2001)
(10/1/2025)
(4/16/2019)
(8/21/2001)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1999About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Oct 1999About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Andrew Alan Holden's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew Alan Holden's CRS (Customer Relationship Summary).
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