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Timothy Roy Staley

CAPITAL SYNERGY PARTNERS

IRVINE, CA

·CRD# 1663927·39 years experience

Professional Summary

Timothy Roy Staley is a registered financial advisor currently at CAPITAL SYNERGY PARTNERS located in Irvine, California. Timothy is registered as a RR (Registered Representative) and started their career in finance in 1987. Timothy has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

CAPITAL SYNERGY PARTNERS·CRD# 148733

RIA

BD

2860 Michelle Drive, Suite 150, Irvine, CA 92606

September 12, 2012 - Present

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

BD

St. Louis, MO

January 3, 2011 - October 6, 2011

WELLS FARGO INVESTMENTS, LLC·CRD# 10582

BD

San Francisco, CA

October 19, 2005 - January 3, 2011

CHARLES SCHWAB & CO., INC.·CRD# 5393

BD

Westlake, TX

April 6, 1989 - February 25, 2005

ALLISON-WILLIAMS COMPANY·CRD# 29

BD

Roseville, MN

May 24, 1988 - February 22, 1989

VAN CLEMENS & CO. INCORPORATED·CRD# 6914

BD

April 29, 1987 - October 14, 1987

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Current Firm

CS

CAPITAL SYNERGY PARTNERS

CAPITAL SYNERGY PARTNERS | CAPITAL SYNERGY PARTNERS, INC.

CRD#: 148733 / SEC#: 801-136697, 8-68060

Arizona

Registered Investment Advisory firm - SEC (4/4/2013 Approved)

Arkansas

Registered Investment Advisory firm - SEC (5/27/2011 Approved)

California

Registered Investment Advisory firm - SEC (5/23/2011 Approved)

Colorado

Registered Investment Advisory firm - SEC (11/5/2021 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (7/9/2018 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (5/5/2011 Approved)

Florida

Registered Investment Advisory firm - SEC (10/10/2017 Approved)

Georgia

Registered Investment Advisory firm - SEC (4/28/2011 Approved)

Idaho

Registered Investment Advisory firm - SEC (6/24/2011 Approved)

Indiana

Registered Investment Advisory firm - SEC (6/24/2013 Approved)

Iowa

Registered Investment Advisory firm - SEC (5/26/2011 Approved)

Louisiana

Registered Investment Advisory firm - SEC (1/10/2013 Approved)

Massachusetts

Registered Investment Advisory firm - SEC (9/26/2011 Approved)

Michigan

Registered Investment Advisory firm - SEC (1/18/2018 Approved)

Minnesota

Registered Investment Advisory firm - SEC (3/10/2015 Approved)

Missouri

Registered Investment Advisory firm - SEC (8/10/2018 Approved)

Montana

Registered Investment Advisory firm - SEC (12/22/2010 Approved)

Nebraska

Registered Investment Advisory firm - SEC (2/24/2012 Approved)

Nevada

Registered Investment Advisory firm - SEC (6/28/2012 Approved)

New Jersey

Registered Investment Advisory firm - SEC (3/29/2011 Approved)

North Carolina

Registered Investment Advisory firm - SEC (10/12/2011 Approved)

Ohio

Registered Investment Advisory firm - SEC (1/6/2012 Approved)

Oklahoma

Registered Investment Advisory firm - SEC (3/9/2018 Approved)

Oregon

Registered Investment Advisory firm - SEC (6/23/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - SEC (3/5/2012 Approved)

South Carolina

Registered Investment Advisory firm - SEC (10/5/2011 Approved)

Texas

Registered Investment Advisory firm - SEC (10/26/2016 Approved)

Wisconsin

Registered Investment Advisory firm - SEC (8/1/2011 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2860 Michelle Drive, Suite 150, Irvine, CA 92606

Mailing Address

2860 Michelle Drive, Suite 150, Irvine, CA 92606

Phone Number

(949) 442-7413

Established

California since 01/14/1999

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

# of Employees

46

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (6/9/2026)

Direct owners and executive officers

Name	Position	CRD#
ANDREW A. HOLDEN FAMILY TRUST 12/20/2000	OWNER	—
EIDAROUS, REYHEENA MARIA	FINOP	4219599
GANDY, MATTHEW AUSTIN	PRINCIPAL	7007855
HOLDEN, ANDREW ALAN	TRUSTEE & PRESIDENT	3098455
SNIDER, RONALD EDWARD	PRINICPAL	2629896
STALEY, TIMOTHY ROY	CHIEF COMPLIANCE OFFICER & AML OFFICER	1663927

Regulatory Assets Under Management

Total Number of Accounts

331

AUM (Assets Under Management)

$102,342,673

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

California
(9/12/2012)

RR

Connecticut
(1/9/2024)

RR

Nebraska
(1/9/2024)

RR

Texas
(1/9/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1987About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed May 1998About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jan 1991

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Timothy Roy Staley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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TS

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