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Brian Justin Orr

U.S. STERLING SECURITIES
HAUPPAUGE, NY
·CRD# 4030228·26 years experience

Professional Summary

Brian Justin Orr is a registered financial advisor currently at U.S. STERLING SECURITIES, INC. located in Hauppauge, New York. Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 4 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

U.S. STERLING SECURITIES, INC.·CRD# 35912
BD
1393 Veterans Memorial Highway 412n, Hauppauge, NY 11788
April 12, 2004 - Present
PRINCIPAL PROTECTION ADVISORS LLC·CRD# 161414
RIA
Hauppauge, NY
June 13, 2013 - November 28, 2017
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
October 16, 2000 - April 2, 2004
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
May 22, 2000 - October 16, 2000
U.S. STERLING SECURITIES, INC.·CRD# 35912
BD
Hauppauge, NY
January 17, 2000 - May 12, 2000

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Current Firm

US
U.S. STERLING SECURITIES, INC.

U.S. STERLING SECURITIES, INC.

CRD#: 35912 / SEC#: 8-47052
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788

Mailing Address

1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788

Phone Number

(631) 360-2829

Established

New York since 03/10/1992

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (43 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
U. S. STERLING CAPITAL CORPORATIONDOMESTIC ENTITY SHAREHOLDER—
GOLDMAN, GEORGE ROBERTFINOP/CO-CCO/ROP/VP FINANCE1315513
ORR, BRIAN JUSTINMANAGING DIRECTOR/EXECUTIVE VP4030228
ORR, HERBERT ARTHUR JRPRESIDENT/CEO/CCO2124439
ORR, SHAWN WILLIAMEXECUTIVE VICE PRESIDENT/CCO4543396

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Mexico
(1/18/2012)
RR
New York
(4/12/2004)
RR
Texas
(3/23/2010)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2013About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2001About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian Justin Orr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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