Herbert Arthur Orr Jr
Professional Summary
Herbert Arthur Orr JR is a registered financial advisor currently at U.S. STERLING SECURITIES, INC. located in Hauppauge, New York. Herbert is registered as a RR (Registered Representative) and started their career in finance in 1992. Herbert has worked at 2 firms and has passed the Series 63, Series 99TO, Series 72, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
U.S. STERLING SECURITIES, INC.
Contact Information
Main Address
1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788Mailing Address
1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788Phone Number
(631) 360-2829Established
New York since 03/10/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/1/2010)
(5/1/2012)
(11/18/2002)
(3/14/2003)
(2/1/2010)
(10/1/2010)
(3/5/2010)
(5/25/2005)
(12/8/2011)
(5/21/2004)
(1/9/2009)
(5/11/2010)
(5/3/2010)
(8/1/2011)
(2/1/2010)
(2/4/2010)
(2/18/2010)
(5/28/2003)
(8/25/2009)
(6/21/2011)
(2/3/2012)
(3/1/2011)
(11/29/2010)
(4/22/2010)
(2/9/2010)
(1/18/2012)
(1/3/1995)
(12/2/2010)
(2/1/2011)
(7/2/2003)
(8/25/2009)
(6/2/2003)
(4/7/2009)
(3/22/2010)
(2/8/2010)
(12/8/2011)
(2/1/2010)
(6/10/2003)
(3/1/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 72 — Government Securities Representative Examination
Passed Jan 2023Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Herbert Arthur Orr JR's CRS (Customer Relationship Summary).
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