Jeffrey P. Harrick
Professional summary
Jeffrey Paul Harrick is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Charlotte, North Carolina.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Paul Harrick's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2024 - Present
HUNTINGTON SECURITIES, INC.
Office #1: 101 S. Tryon St Suite 1810, Charlotte, NC 28280August 1, 2023 - September 23, 2024
CITIZENS JMP SECURITIES, LLC
May 16, 2016 - August 1, 2023
CITIZENS CAPITAL MARKETS
October 24, 2013 - May 16, 2016
CITIZENS SECURITIES, INC.
September 25, 2009 - May 26, 2010
WELLS FARGO SECURITIES, LLC
July 1, 2003 - July 3, 2008
WELLS FARGO SECURITIES, LLC
January 2, 2000 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
HUNTINGTON SECURITIES, INC.
CRD#: 2261 / SEC#: , 8-5761
Contact information
FINRA licenses (29 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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