Jeffrey M. Oconnor
Professional summary
Jeffrey Michael Oconnor is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Michael Oconnor's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2020 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281Office #2: 200 Vesey Street 5th Floor, New York, NY 10281May 4, 2016 - July 9, 2020
CITIGROUP GLOBAL MARKETS INC.
May 8, 2013 - May 6, 2016
SANFORD C. BERNSTEIN & CO., LLC
July 13, 2009 - May 22, 2013
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
January 17, 2007 - July 9, 2009
UBS SECURITIES LLC
November 3, 2003 - January 23, 2007
BTIG, LLC
January 27, 2000 - July 18, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/10/2004
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
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