Karen Marie Snow
Professional Summary
Karen Marie Snow is a registered financial advisor currently at ROSE & CO. CAPITAL ADVISORS, LLC located in New York, New York. Karen is registered as a RR (Registered Representative) and started their career in finance in 2000. Karen has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
ROSE & CO. CAPITAL ADVISORS, LLC
Contact Information
Main Address
445 Park Avenue Suite 700, New York, NY 10022Mailing Address
445 Park Avenue Suite 700, New York, NY 10022Phone Number
(212) 359-2230Established
Delaware since 06/10/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/3/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Apr 2025About the Series 79TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2015About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2015About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Karen Marie Snow's CRS (Customer Relationship Summary).
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