Rachel L. Posner

CORNERSTONE WEALTH

Huntersville, NC 28078

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CRD#: 3275176

Professional summary

Rachel Lee Posner, AIF® is a registered financial advisor currently at CORNERSTONE WEALTH located in Huntersville, North Carolina and MUTUAL SECURITIES, INC. located in Charlotte, North Carolina.

Rachel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Rachel has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 52, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CORNERSTONE WEALTH GROUP LLC DBA CORNERSTONE WEALTH, START DATE: 01/01/18, 3436 Torington Way, Ste. 210, Charlotte, NC 28277, RIA, CHIEF COMPLIANCE OFFICER/SUPERVISION OF BUSINESS ACTIVITY, INVESTMENT RELATED, 140 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. Gig Work - 6-10 HOURS PER WEEK, START DATE: 12/01/2022, NON-INVESTMENT RELATED, NON-TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel Lee Posner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 27, 2018 - Present

CORNERSTONE WEALTH

Office #1: 16810 Kenton Drive Suite 200, Huntersville, NC 28078

RIA

CRD#: 289971

Huntersville, NC

Current

January 16, 2018 - Present

MUTUAL SECURITIES, INC.

Office #1: 3436 Torington Way Ste. 210, Charlotte, NC 28277

CRD#: 13092

Charlotte, NC

Past

August 28, 2015 - February 23, 2018

SIGNATURE INTELLIGENT PORTFOLIOS, LLC

RIA

CRD#: 281391

LOS ANGELES, CA

Past

May 11, 2012 - February 23, 2018

SIGNATURE INVESTMENT ADVISORS, LLC

RIA

CRD#: 160715

LOS ANGELES, CA

Past

April 14, 2010 - February 23, 2018

SEIA

RIA

CRD#: 108163

LOS ANGELES, CA

Past

October 19, 2007 - December 15, 2017

SIGNATOR INVESTORS, INC.

CRD#: 468

LOS ANGELES, CA

Past

May 18, 2007 - August 3, 2007

DFA SECURITIES LLC

CRD#: 10292

SANTA MONICA, CA

Past

July 7, 2006 - May 18, 2007

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

January 30, 2006 - June 5, 2006

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Past

December 8, 2000 - March 13, 2001

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

June 19, 2000 - November 16, 2000

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

August 13, 1999 - January 24, 2000

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE WEALTH

CRD#: 289971 / SEC#: 801-112164

RIA

Registered Investment Advisory firm - (12/22/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/26/2022)

New Mexico
(1/24/2025)

North Carolina
(1/17/2018)

IAR

North Carolina
(2/27/2018)

South Dakota
(5/26/2022)

Texas
(5/26/2022)

Washington
(1/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/29/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/3/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/1999

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 8/13/1999

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 2/16/2010

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/15/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CORNERSTONE WEALTH

CRD#: 289971 / SEC#: 801-112164

RIA

Registered Investment Advisory firm - (12/22/2017 Approved)

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Contact information

Main Address

16810 Kenton Drive Suite 200, Huntersville, NC 28078

Mailing Address

Phone number

(704) 987-3410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	6,834
AUM (Assets Under Management)	$ 2,108,342,140

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rachel L. Posner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel Lee Posner's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

SIGNATURE INTELLIGENT PORTFOLIOS, LLC

SIGNATURE INVESTMENT ADVISORS, LLC

SEIA

SIGNATOR INVESTORS, INC.

DFA SECURITIES LLC

CETERA WEALTH SERVICES, LLC

T. ROWE PRICE INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

CORNERSTONE WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 11/29/2007

Series 65

Date: 10/3/2006

SIE

Date: 10/1/2018

Series 7

Date: 10/21/1999

Series 52

Date: 8/13/1999

Series 51

Date: 2/16/2010

Series 24

Date: 12/15/2006

FINRA

Current Firm

CORNERSTONE WEALTH

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE WEALTH

TRUST BUT VERIFY

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