MG
Michelle C. Gonzalez-vigil
KESTRA ADVISORY SERVICES
CHARLOTTE, NC 28211
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CRD#: 3269950
MG
Professional summary
Michelle Cowles Gonzalez-vigil, AIF®, who also goes by Michelle Marie Cowles, Michelle Marie Gonzalez-vigil, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Charlotte, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Charlotte, North Carolina.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michelle has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michelle Marie Cowles | Michelle Marie Gonzalez-Vigil
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: NFP Corporate Services (SE) Inc. Investment Related: Yes Address: 1901 Roxborough Rd Suite 300 Charlotte NC 28211 Nature of Business: Insurance Position, Title or Relationship: I am a Communications Specialist. I help clients communicate benefits to their employees. Start Date: 6/26/2006 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: I work to provide our clients with various documents such as brochures- along with our graphic designer. I also participate in enrollment meetings and meet one on one with employees regarding their retirement planning occasionally. I also translate documents to Spanish.Business Name: Michelle C. Gonzalez-Vigil Investment Related: Yes Address: 3008 Hanson Dr. Charlotte NC 28207 Nature of Business: Real Estate Position, Title or Relationship: I am the owner of this property and I perform any duties related to the maintenance of the property as well as advertising for renters, signing rental contracts with renters and overall management of this property. Start Date: 5/1/2004 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I advertise the property online to find a renter and then sign a lease with them (usually one year period), then I respond to any questions or problems that may arise during their tenancy. When they move out I clean the property and perform maintenance myself or through another contracted provider for things such as pressure washing, painting, and refilling the gravel or landscaping in the exterior.Business Name: Park Road Montessori School Investment Related: No Address: 3701 Haven Dr, Charlotte, NC 28209 Charlotte NC 28209 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: COMMUNICATIONS COORDINATOR Start Date: 9/8/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Maintaining the school PTO website, updating the outside marquis in front of the school, assisting with the newsletter or bulletin boards as needed.Business Name: Park Road Montessori School PTO Investment Related: No Address: 3701 Haven Dr Charlotte NC 28209 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: President for the 2019-2020 Start Date: 7/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Facilitating Executive Committee, Board and General PTO meetings, nominating committee leaders and oversight of each committee, and working closely with the principal and grade level teachers to ensure representation and stay abreast of school business and news as it relates to the PTO.
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Cowles Gonzalez-vigil's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 25, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1901 Roxborough Road Ste 300, Charlotte, NC 28211RIA
CRD#: 283330
CHARLOTTE, NC
Current
April 16, 2007 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1901 Roxborough Road Ste 300, Charlotte, NC 28211BD
CRD#: 42046
Charlotte, NC
Past
April 16, 2007 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
August 14, 1999 - June 28, 2006
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(4/16/2007)
IAR
North Carolina(4/25/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
