John P. Mcauliffe
Professional summary
John P Mcauliffe is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in Stamford, Connecticut.
John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John P Mcauliffe's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2002 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP
Office #1: 263 Tresser Blvd Suite 1501, Stamford, CT 06901October 12, 2000 - August 15, 2002
ABN AMRO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/22/2004)
(1/30/2008)
(6/10/2008)
(12/26/2014)
(7/12/2006)
(2/5/2008)
(11/21/2007)
(1/17/2008)
(8/11/2003)
(8/14/2002)
(9/28/2005)
(7/12/2006)
(8/11/2003)
(8/25/2022)
(8/11/2003)
(5/24/2022)
(9/23/2003)
(8/11/2003)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/9/2002
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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