Matteo Gallo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matteo Gallo was a registered financial professional .
Matteo is a previously registered financial professional and started their career in finance in 1999. Matteo had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2015 - May 13, 2016
AUTONOMOUS RESEARCH LLP
March 21, 2013 - January 16, 2019
AUTONOMOUS RESEARCH US LP
November 30, 2012 - April 4, 2013
AUTONOMOUS RESEARCH LLP
January 28, 2002 - November 28, 2012
KEEFE, BRUYETTE & WOODS, INC.
October 7, 1999 - December 4, 2001
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/29/2002
Limited Representative-Equity Trader ExamCurrent Firm
AUTONOMOUS RESEARCH LLP
CRD#: 150232 / SEC#: , 8-68640
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRAHAM, STUART OLIVER MR | GENERAL PARTNER, CHIEF EXECUTIVE OFFICER | 5668184 |
| ALLCHIN, EDWARD MICHAEL MR | GENERAL PARTNER | 5668205 |
| AUTONOMOUS RESEARCH INVESTMENTS LTD | OWNER | |
| COSTELLO, MANUS JAMES MR | GENERAL PARTNER | 4046998 |
| CREAN, ANDREW JOHN MR | GENERAL PARTNER | 4531565 |
| BASKETT, ERIN ELAINE | CHIEF COMPLIANCE OFFICER | 4538604 |
| BETSON, DONALD | PARTNER | 5301535 |
| BURBIDGE, LANCE MONTAGUE | PARTNER | 6334987 |
| BURTON, MICHAEL JOHN | GENERAL PARTNER | 6260764 |
| CANT, CHRISTOPHER | PARTNER | 5999307 |
| CUNNINGHAM, CORINNE BEVERLEY MRS | GENERAL PARTNER | 5668223 |
| DAVIS, ERICKSON PACKARD | GENERAL PARTNER | 4974063 |
| ELLIOTT, GEOFFREY NMN MR | GENERAL PARTNER | 5668195 |
| FIRKINS, JONATHAN GRAHAM MR | GENERAL PARTNER | 5668225 |
| GERRARD, ALEXANDER RODERICK | GENERAL PARTNER | 6103749 |
| GOSZTONYI, PETER NMN MR | GENERAL PARTNER | 5987131 |
| HUDSON, JOAN NMN | FINOP, CHIEF FINANCIAL OFFICER | 1442454 |
| KRUSE, JACOB MAX | GENERAL PARTNER | 5668193 |
| MCNEIL, MICHAEL ALEXANDER | GENERAL PARTNER | 2741142 |
| MOSZKOWSKI, GUY | GENERAL PARTNER | 2221294 |
| MURRAY, FARQUHAR CHARLES MR | GENERAL PARTNER | 5771081 |
| MYNERS, PAUL NMN MR | GENERAL PARTNER | 5987137 |
| NASH, ANTHONY PAUL | GENERAL PARTNER | 6445012 |
| O'CONNELL, BARRY JOHN MR | GENERAL PARTNER | 3276723 |
| RITCHIE, ANDREW JAMES MR | GENERAL PARTNER | 4746377 |
| ROBINS, JASON HADLEIGH MR | GENERAL PARTNER | 5823583 |
| SANTORO, DOMENICO | PARTNER | 6367868 |
| SCHMIDT, BRITTA NMN | GENERAL PARTNER | 5668192 |
| SHAPIRO, KIMBERLY M | GENERAL PARTNER | 2561674 |
| SMALLEY, RICHARD GEORGE MR | GENERAL PARTNER | 5823587 |
| STALMANN, STEFAN-MICHAEL | GENERAL PARTNER | 6097701 |
| VOLLMER, ANDREAS NMN | GENERAL PARTNER | 5668212 |
| WEST, MATTHEW HARDY MR | GENERAL PARTNER | 4474804 |
Red Flags
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