NO
Neil F. O'hare
VANGUARD ADVISERS
MALVERN, PA 19355
Some features on this profile are disabled
CRD#: 3266374
NO
Professional summary
Neil Francis O'hare, who also goes by Neil F O Hare, Neil Francis O Hare, Neil O Hare, Neil F O'hare, Neil O'hare, Neil Francis Ohare, Neil F Ohare, Neil Ohare, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Malvern, Pennsylvania and VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
Neil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Neil has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Neil F O Hare | Neil Francis O Hare | Neil O Hare | Neil F O'hare | Neil O'hare | Neil Francis Ohare | Neil F Ohare | Neil Ohare
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: PHOENIXVILLE COUNTRY CLUB NON-INVESTMENT RELATED ADDRESS: PHOENIXVILLE, PA NATURE OF BUSINESS: COUNTRY CLUB POSITION: GREENS COMMITTEE CHAIRMAN START DATE: 11/2023 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COURSE UPKEEP/IMPROVEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Neil Francis O'hare's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2025 - Present
VANGUARD ADVISERS, INC.
Office #1: 100 Vanguard Blvd, Malvern, PA 19355RIA
CRD#: 106715
MALVERN, PA
Current
May 16, 2025 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355BD
CRD#: 7452
Malvern, PA
Past
July 31, 2008 - March 15, 2024
ABERDEEN FUND DISTRIBUTORS, LLC
BD
CRD#: 146230
PHILADELPHIA, PA
Past
September 27, 2007 - August 1, 2008
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
WEST CONSHOHOCKEN, PA
Past
March 25, 2005 - October 1, 2007
NATIONWIDE FUND DISTRIBUTORS LLC
BD
CRD#: 25910
WEST CONSHOHOCKEN, PA
Past
October 23, 2002 - December 4, 2002
NATIONWIDE FUND DISTRIBUTORS LLC
BD
CRD#: 25910
COLUMBUS, OH
Past
October 3, 2001 - October 29, 2002
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
COLUMBUS, OH
Past
August 9, 2000 - October 1, 2001
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
COLUMBUS, OH
Past
September 2, 1999 - June 19, 2000
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANGUARD ADVISERS, INC.
VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - (7/28/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/16/2025)
RR
Alaska(6/24/2025)
RR
Arizona(6/17/2025)
RR
Arkansas(6/18/2025)
RR
California(6/13/2025)
RR
Colorado(6/16/2025)
RR
Connecticut(6/16/2025)
RR
Delaware(6/18/2025)
RR
District of Columbia(6/20/2025)
RR
Florida(6/13/2025)
RR
Georgia(6/16/2025)
RR
Hawaii(6/16/2025)
RR
Idaho(6/13/2025)
RR
Illinois(6/13/2025)
RR
Indiana(6/20/2025)
RR
Iowa(6/16/2025)
RR
Kansas(6/13/2025)
RR
Kentucky(6/13/2025)
RR
Louisiana(6/16/2025)
RR
Maine(6/16/2025)
RR
Maryland(6/27/2025)
RR
Massachusetts(6/16/2025)
RR
Michigan(6/13/2025)
RR
Minnesota(6/13/2025)
RR
Mississippi(6/13/2025)
RR
Missouri(6/13/2025)
RR
Montana(6/13/2025)
RR
Nebraska(6/13/2025)
RR
Nevada(6/16/2025)
RR
New Hampshire(6/18/2025)
RR
New Jersey(6/13/2025)
RR
New Mexico(6/16/2025)
RR
New York(6/28/2025)
RR
North Carolina(6/17/2025)
RR
North Dakota(6/20/2025)
RR
Ohio(6/13/2025)
RR
Oklahoma(6/13/2025)
RR
Oregon(6/16/2025)
RR
Pennsylvania(6/16/2025)
IAR
Pennsylvania(6/17/2025)
RR
Puerto Rico(7/2/2025)
RR
Rhode Island(6/16/2025)
RR
South Carolina(6/13/2025)
RR
South Dakota(6/16/2025)
RR
Tennessee(6/16/2025)
RR
Texas(6/13/2025)
IAR
Texas(6/13/2025)
RR
Utah(6/13/2025)
RR
Vermont(6/16/2025)
RR
Virgin Islands(6/16/2025)
RR
Virginia(6/16/2025)
RR
Washington(6/16/2025)
RR
West Virginia(6/19/2025)
RR
Wisconsin(6/16/2025)
RR
Wyoming(6/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VANGUARD ADVISERS, INC.
VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - (7/28/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
Phone number
(610) 669-1000
Established
Firm type
Fiscal year end
# of Employees
2,225
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
