John J. Abularrage
Professional summary
John Joseph Abularrage is a registered financial professional currently at GFI SECURITIES LLC located in New York, New York and BGC FINANCIAL, L.P. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Abularrage's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2021 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041Office #2: 700 Montauk Highway, Watermill, NY 11976November 29, 2021 - Present
BGC FINANCIAL, L.P.
Office #1: 55 Water Street 10th Floor, New York, NY 10004November 29, 2021 - Present
MINT BROKERS
Office #1: 55 Water Street 10th Floor, New York, NY 10004November 13, 2017 - November 23, 2021
ICAP SECURITIES USA LLC
November 13, 2017 - November 23, 2021
TP ICAP GLOBAL MARKETS AMERICAS LLC
January 5, 2012 - July 3, 2012
CHAPDELAINE TULLETT PREBON, LLC
June 13, 2011 - November 23, 2021
TULLETT PREBON FINANCIAL SERVICES LLC
August 10, 2007 - April 14, 2011
CANACCORD GENUITY SECURITIES LLC
October 3, 2000 - August 10, 2007
COLLINS STEWART INC.
November 4, 1999 - April 10, 2000
ABN AMRO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/29/2021)
Exams
Cboe BZX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
MINT BROKERS
CRD#: 13681 / SEC#: , 8-29616
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MINT BROKERS HOLDINGS I, LLC | LIMITED PARTNER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICE | 5612726 |
| MINT BROKERS HOLDING II, LLC | GENERAL PARTNER | |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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