Carlos G. Olivares
Professional summary
Carlos Gonzalo Olivares, who also goes by Carlos Olivares, is a registered financial professional currently at TRADEWEB LLC located in New York, New York and TRADEWEB DIRECT LLC located in New York, New York.
Carlos is registered as a RR (Registered Representative) and started their career in finance in 1999. Carlos has worked at 11 firms and has passed the Series 66, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlos Gonzalo Olivares's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2021 - Present
TRADEWEB LLC
Office #1: 245 Park Avenue 30th Floor, New York, NY 10167February 3, 2023 - Present
TRADEWEB DIRECT LLC
Office #1: 245 Park Avenue Floor 30, New York, NY 10167August 27, 2018 - May 21, 2019
CLSA AMERICAS, LLC
June 21, 2018 - August 6, 2018
BGC FINANCIAL, L.P.
July 10, 2017 - August 10, 2018
EMBONDS INC.
June 14, 2010 - January 26, 2016
ING FINANCIAL MARKETS LLC
March 29, 2010 - June 7, 2010
CANTOR FITZGERALD & CO.
September 4, 2007 - March 24, 2009
ING FINANCIAL MARKETS LLC
June 14, 2006 - September 4, 2007
VECTORGLOBAL WMG
November 19, 2001 - June 15, 2006
IDB CAPITAL CORP.
January 8, 2001 - August 30, 2001
SAFDIE INVESTMENT SERVICES CORP.
August 25, 1999 - July 5, 2000
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/13/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
TRADEWEB DIRECT LLC
CRD#: 103787 / SEC#: , 8-52278
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BONDDESK GROUP LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CAHALANE, JOHN JOSEPH | PRESIDENT | 2922033 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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