Jeremy J. Fritz

ALIGHT FINANCIAL ADVISORS

CHARLOTTE, NC 28269

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CRD#: 3261871

Professional summary

Jeremy Jason Fritz, who also goes by Jeremy Fritz, is a registered financial advisor currently at ALIGHT FINANCIAL ADVISORS, LLC located in Charlotte, North Carolina and ALIGHT FINANCIAL SOLUTIONS, LLC located in Charlotte, North Carolina.

Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jeremy has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeremy Fritz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Jason Fritz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2012 - Present

ALIGHT FINANCIAL ADVISORS, LLC

Office #1: 9335 Harris Corners Parkway Suite 150, Charlotte, NC 28269

RIA

CRD#: 158744

CHARLOTTE, NC

Current

March 3, 2006 - Present

ALIGHT FINANCIAL SOLUTIONS, LLC

Office #1: 9335 Harris Corners Parkway Ste 150, Charlotte, NC 28269

CRD#: 36509

CHARLOTTE, NC

Past

December 13, 2006 - May 24, 2011

ALIGHT FINANCIAL SOLUTIONS, LLC

RIA

CRD#: 36509

CHARLOTTE, NC

Past

January 3, 2006 - February 28, 2006

E*TRADE SECURITIES LLC

CRD#: 29106

CHARLOTTE, NC

Past

May 26, 2000 - December 31, 2005

HARRISDIRECT LLC

CRD#: 42159

JERSEY CITY, NJ

Past

November 12, 1999 - December 16, 1999

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALIGHT FINANCIAL ADVISORS, LLC

ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA

Registered Investment Advisory firm - (9/13/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/3/2006)

Alaska
(3/3/2006)

Arizona
(3/3/2006)

Arkansas
(3/3/2006)

California
(3/3/2006)

Colorado
(3/3/2006)

Connecticut
(3/3/2006)

Delaware
(3/3/2006)

District of Columbia
(3/3/2006)

Florida
(3/3/2006)

Georgia
(3/3/2006)

Hawaii
(3/3/2006)

Idaho
(3/3/2006)

Illinois
(3/3/2006)

Indiana
(3/3/2006)

Iowa
(3/3/2006)

Kansas
(3/3/2006)

Kentucky
(3/3/2006)

Louisiana
(3/3/2006)

Maine
(3/3/2006)

Maryland
(3/3/2006)

Massachusetts
(3/3/2006)

Michigan
(3/3/2006)

Minnesota
(3/3/2006)

Mississippi
(3/3/2006)

Missouri
(3/3/2006)

Montana
(3/3/2006)

Nebraska
(3/3/2006)

Nevada
(3/3/2006)

New Hampshire
(3/3/2006)

New Jersey
(3/3/2006)

New Mexico
(3/3/2006)

New York
(3/3/2006)

North Carolina
(3/3/2006)

IAR

North Carolina
(1/19/2012)

North Dakota
(3/3/2006)

Ohio
(3/3/2006)

Oklahoma
(3/3/2006)

Oregon
(3/3/2006)

Pennsylvania
(3/3/2006)

Puerto Rico
(3/3/2006)

Rhode Island
(3/3/2006)

South Carolina
(3/3/2006)

South Dakota
(3/3/2006)

Tennessee
(3/3/2006)

Texas
(3/3/2006)

Utah
(3/3/2006)

Vermont
(3/3/2006)

Virginia
(3/3/2006)

Washington
(3/3/2006)

West Virginia
(3/3/2006)

Wisconsin
(3/3/2006)

Wyoming
(3/3/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/7/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/11/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/7/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/19/2006

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALIGHT FINANCIAL ADVISORS, LLC

ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA

Registered Investment Advisory firm - (9/13/2011 Approved)

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Contact information

Main Address

9335 Harris Corners Parkway Suite 150, Charlotte, NC 28269

Mailing Address

Phone number

(866) 560-7256

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA ALIGHT IRA ADV PART 2A 2B 03.12.25 (3/31/2025)

AFA PROFESSIONAL MANAGEMENT ADV PART 2A 2B 3.12.25 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	197,089
AUM (Assets Under Management)	$ 30,882,928,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeremy J. Fritz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Jason Fritz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALIGHT FINANCIAL SOLUTIONS, LLC

ALIGHT FINANCIAL SOLUTIONS, LLC

E*TRADE SECURITIES LLC

HARRISDIRECT LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ALIGHT FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2006

Series 63

Date: 6/7/2000

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 5/25/2000

Series 6

Date: 11/11/1999

Series 53

Date: 1/7/2009

Series 4

Date: 7/19/2006

Series 24

Date: 6/28/2004

FINRA

Current Firm

ALIGHT FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALIGHT FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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