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ES

Eric J. Schuettpelz

MFD DISTRIBUTOR
MADISON, WI 53711
Some features on this profile are disabled
CRD#: 3259051
ES

Professional summary

Eric James Schuettpelz is a registered financial professional currently at MFD DISTRIBUTOR, LLC located in Madison, Wisconsin.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric James Schuettpelz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2008 - Present

MFD DISTRIBUTOR, LLC

Office #1: 550 Science Drive, Madison, WI 53711
BD
CRD#: 44930
MADISON, WI
Past

August 16, 1999 - June 28, 2002

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN
Past

August 16, 1999 - June 28, 2002

CRI SECURITIES, LLC

BD
CRD#: 22589
ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/25/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/13/2012
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/2/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MD
MFD DISTRIBUTOR, LLC
ARTISAN INVESTMENT SERVICES, LLC | MOSAIC FUNDS DISTRIBUTOR, LLC | MFD DISTRIBUTOR, LLC | ARTISAN SECURITIES, LLC

CRD#: 44930 / SEC#: , 8-50894

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
550 Science Drive, Madison, WI 53711
Mailing Address
550 Science Drive, Madison, WI 53711
Phone number
(608) 274-0300
Established
Wisconsin since 12/19/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MADISON INVESTMENT HOLDINGS, INC.OWNER
CARL, STEVEN ALLANCHIEF EXECUTIVE OFFICER & CHIEF BUSINESS DEVELOPMENT OFFICER2749848
MCDOWELL, TIMOTHY IANCHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER3260925

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MFD DISTRIBUTOR, LLC

CRD#: 44930Madison, WI 53711

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