Eric James Schuettpelz
Professional Summary
Eric James Schuettpelz is a registered financial advisor currently at MFD DISTRIBUTOR, LLC located in Madison, Wisconsin. Eric is registered as a RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
ARTISAN INVESTMENT SERVICES, LLC | MOSAIC FUNDS DISTRIBUTOR, LLC | MFD DISTRIBUTOR, LLC | ARTISAN SECURITIES, LLC
Contact Information
Main Address
550 Science Drive, Madison, WI 53711Mailing Address
550 Science Drive, Madison, WI 53711Phone Number
(608) 274-0300Established
Wisconsin since 12/19/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Sep 2012SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eric James Schuettpelz's CRS (Customer Relationship Summary).
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