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Timothy Ian Mcdowell

MFD DISTRIBUTOR
MADISON, WI
·CRD# 3260925·27 years experience

Professional Summary

Timothy Ian Mcdowell is a registered financial advisor currently at MFD DISTRIBUTOR, LLC located in Madison, Wisconsin. Timothy is registered as a RR (Registered Representative) and started their career in finance in 1999. Timothy has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

MFD DISTRIBUTOR, LLC·CRD# 44930
BD
550 Science Drive, Madison, WI 53711
November 13, 2018 - Present
CURIAN CLEARING, LLC·CRD# 132938
BD
Denver, CO
December 4, 2014 - September 13, 2017
CURIAN CAPITAL, LLC·CRD# 120270
RIA
Denver, CO
June 26, 2006 - October 19, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Franklin, TN
August 10, 2005 - September 17, 2018
FIRST MIDWEST SECURITIES, INC.·CRD# 21786
RIA
Bloomington , IL
November 7, 2003 - September 12, 2005
FIRST MIDWEST SECURITIES, INC.·CRD# 21786
BD
Bloomington, IL
February 5, 2002 - September 12, 2005
AMERICAN INVESTMENT SERVICES, INC.·CRD# 21111
BD
Oklahoma City, OK
September 19, 2000 - January 24, 2002
J.P. SECURITIES, INC.·CRD# 36559
BD
Bellevue, NE
August 13, 1999 - September 18, 2000

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Current Firm

MD
MFD DISTRIBUTOR, LLC

ARTISAN INVESTMENT SERVICES, LLC | MOSAIC FUNDS DISTRIBUTOR, LLC | MFD DISTRIBUTOR, LLC | ARTISAN SECURITIES, LLC

CRD#: 44930 / SEC#: 8-50894
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

550 Science Drive, Madison, WI 53711

Mailing Address

550 Science Drive, Madison, WI 53711

Phone Number

(608) 274-0300

Established

Wisconsin since 12/19/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MADISON INVESTMENT HOLDINGS, INC.OWNER—
CARL, STEVEN ALLANCHIEF EXECUTIVE OFFICER & CHIEF BUSINESS DEVELOPMENT OFFICER2749848
MCDOWELL, TIMOTHY IANCHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER3260925

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(11/21/2018)
RR
Missouri
(11/21/2018)
RR
Montana
(11/13/2018)
RR
Washington
(3/17/2026)
RR
Wisconsin
(11/13/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1999About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1999About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 2020About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed May 2001About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Oct 2000About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Timothy Ian Mcdowell's CRS (Customer Relationship Summary).

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