Joshua W. Tschirgi
INDEPENDENT FINANCIAL GROUP
West Linn, OR
CRD#: 5954263
Professional summary
Joshua Warren Tschirgi, CFP®, who also goes by Josh Warren Tschirgi, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in West Linn, Oregon.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Joshua has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Insurance Planning
Estate Planning
Long-term Care
Inheritance
Education Planning
Investment Planning
Retirement Planning
Retirement Income Management
Budgeting
Are you a "fiduciary"?
Yes
Aliases
Josh Warren Tschirgi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Warren Tschirgi's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joshua Warren Tschirgi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 2, 2019 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
West Linn, OR
Current
January 2, 2019 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
West Linn, OR
Past
September 19, 2017 - December 31, 2018
CREATIVEONE SECURITIES, LLC
RIA
CRD#: 152974
West Linn, OR
Past
September 15, 2017 - December 31, 2018
CREATIVEONE SECURITIES, LLC
BD
CRD#: 152974
West Linn, OR
Past
June 1, 2016 - October 10, 2017
SOMERSET WEALTH MANAGEMENT, LLC
RIA
CRD#: 170213
PORTLAND, OR
Past
April 16, 2015 - October 10, 2017
SOMERSET SECURITIES, INC.
BD
CRD#: 2493
PORTLAND, OR
Past
September 30, 2014 - January 5, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
VANCOUVER, WA
Past
September 30, 2014 - January 5, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
VANCOUVER, WA
Past
October 18, 2011 - August 7, 2014
MORGAN STANLEY
RIA
CRD#: 149777
PORTLAND, OR
Past
August 25, 2011 - August 7, 2014
MORGAN STANLEY
BD
CRD#: 149777
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2019)
RR
Arizona(1/2/2019)
RR
California(1/30/2020)
RR
Colorado(4/6/2020)
RR
Florida(1/2/2019)
RR
Georgia(3/2/2022)
RR
Idaho(1/2/2019)
RR
Michigan(5/27/2021)
RR
Nevada(8/31/2022)
RR
New Jersey(5/11/2022)
RR
North Carolina(1/13/2025)
RR
Oklahoma(1/2/2019)
RR
Oregon(1/2/2019)
IAR
Oregon(1/2/2019)
RR
Pennsylvania(1/2/2019)
RR
Texas(1/2/2019)
IAR
Texas(1/3/2019)
RR
Virginia(1/20/2021)
RR
Washington(1/2/2019)
RR
Wyoming(7/9/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
624
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 54,951 |
| AUM (Assets Under Management) | $ 12,925,435,801 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717West Linn, ORTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
