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John Henry Beers

CRD# 3255701·Registered 2000 - 2016
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Henry Beers, who also goes by John H Beers, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2000 - 2016. John had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John H Beers

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

1851 SECURITIES, INC·CRD# 153006
BD
Hartford, CT
September 7, 2010 - July 8, 2016
SAYBRUS EQUITY SERVICES, LLC·CRD# 153319
BD
Hartford, CT
August 16, 2010 - December 18, 2015
AXCELUS FINANCIAL DISTRIBUTION COMPANY·CRD# 38383
BD
Hartford, CT
February 4, 2009 - September 23, 2010
VP DISTRIBUTORS, LLC·CRD# 3036
BD
Hartford, CT
June 9, 2003 - February 4, 2009
WS GRIFFITH SECURITIES, INC.·CRD# 10410
BD
Hartford, CT
March 17, 2000 - June 11, 2003

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Current Firm

1S
1851 SECURITIES, INC

1851 SECURITIES, INC

CRD#: 153006 / SEC#: 8-68495
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One American Row, Hartford, CT 06102

Mailing Address

One American Row, Hartford, CT 06102

Phone Number

(860) 403-5783

Established

Delaware since 01/06/2010

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NSRE BD HOLDCO, LLCPARENT COMPANY—
ANDERSON, STEPHEN FRANCISCHIEF COMPLIANCE OFFICER1181095
BUCKINGHAM, THOMAS MARTINDIRECTOR—
GUAZZELLI, SUSAN LEEDIRECTOR3248683
HOSNER, PETER WILLIAM JRCFO, PFO, POO, FINOP3233909
SHAO, JUNPINGPRESIDENT7637837

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2001About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 2000About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Aug 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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