Florence Yun-hui Tai
Professional Summary
Florence Yun-hui Tai, who also goes by Florence Yun Hui Tai, is a registered financial advisor currently at SOGOTRADE, INC. located in Chesterfield, Missouri. Florence is registered as a RR (Registered Representative) and started their career in finance in 1999. Florence has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Florence Yun Hui Tai
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
COASTAL INVESTMENTS ASSOCIATES LTD. | WANG INVESTMENTS | WANG INVESTMENT ASSOCIATES, INC. | SOGOTRADE, INC. | SOGOTRADE | COASTAL INVESTMENTS ASSOCIATES, LTD.
Contact Information
Main Address
1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005Mailing Address
1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005Phone Number
(646) 885-6486Established
Delaware since 12/16/2010Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
8Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/19/2020)
(2/3/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Florence Yun-hui Tai's CRS (Customer Relationship Summary).
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