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Christopher William Hildreth

MARKS BAUGHAN SECURITIES
CONSHOHOCKEN, PA
·CRD# 3238588·26 years experience

Professional Summary

Christopher William Hildreth, who also goes by Chris William Hildreth, is a registered financial advisor currently at MARKS BAUGHAN SECURITIES LLC located in Conshohocken, Pennsylvania. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris William Hildreth

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

MARKS BAUGHAN SECURITIES LLC·CRD# 132652
BD
161 Washington St., Suite 1390, Conshohocken, PA 19428
September 18, 2023 - Present
TRUIST SECURITIES, INC.·CRD# 6271
BD
Chicago, IL
December 1, 2020 - January 26, 2023
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Chicago, IL
March 7, 2005 - November 17, 2020
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
October 3, 2000 - February 28, 2005

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Current Firm

MB
MARKS BAUGHAN SECURITIES LLC

MARKS BAUGHAN SECURITIES LLC | MARKS, BAUGHAN & CO. LLC

CRD#: 132652 / SEC#: 8-66615
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

161 Washington St., Suite 1390, Conshohocken, PA 19428

Mailing Address

161 Washington St., Suite 1390, Conshohocken, PA 19428

Phone Number

(610) 941-5647

Established

Delaware since 03/09/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (16 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BAUGHAN, JOHN NICHOLASMANAGING MEMBER / CCO1902500
TAKEUCHI, WILLIAM JUNCHIEF OPERATING OFFICER2931748
THORNTON, STEVEN LEEFINOP4496384

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/18/2023)
RR
Connecticut
(9/18/2023)
RR
Delaware
(9/18/2023)
RR
Georgia
(9/18/2023)
RR
Illinois
(9/18/2023)
RR
Kansas
(9/18/2023)
RR
Massachusetts
(9/18/2023)
RR
Michigan
(9/18/2023)
RR
Minnesota
(9/18/2023)
RR
New Jersey
(9/18/2023)
RR
New York
(9/18/2023)
RR
Oregon
(9/18/2023)
RR
Pennsylvania
(9/18/2023)
RR
Texas
(9/18/2023)
RR
Virginia
(9/18/2023)
RR
Washington
(9/18/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2008About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2021About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher William Hildreth's CRS (Customer Relationship Summary).

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