Jason M. Buttles

3ICO SECURITIES LLC

CONSHOHOCKEN, PA 19428

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CRD#: 3233855

Professional summary

Jason Miller Buttles is a registered financial professional currently at 3ICO SECURITIES LLC located in Conshohocken, Pennsylvania.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1999. Jason has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Miller Buttles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2025 - Present

3ICO SECURITIES LLC

Office #1: 101 W. Elm Street Suite 400b, Conshohocken, PA 19428

CRD#: 173648

CONSHOHOCKEN, PA

Past

August 23, 2024 - August 21, 2025

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

November 30, 2017 - September 9, 2024

B. RILEY SECURITIES, INC.

CRD#: 25027

Greenbrae, CA

Past

December 20, 2012 - November 30, 2017

B. RILEY & CO., LLC

CRD#: 40355

SAN FRANCISCO, CA

Past

February 28, 2012 - December 14, 2012

CARIS & COMPANY, INC.

CRD#: 104235

SAN FRANCISCO, CA

Past

April 14, 2008 - February 15, 2012

THINKEQUITY LLC

CRD#: 44274

SAN FRANCISCO, CA

Past

November 26, 2001 - April 8, 2008

CITIZENS JMP SECURITIES, LLC

CRD#: 22208

SAN FRANCISCO, CA

Past

May 1, 2001 - October 10, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

February 5, 2001 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

February 1, 2000 - February 5, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

June 17, 1999 - February 1, 2000

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/1/2025)

Colorado
(9/1/2025)

Connecticut
(9/1/2025)

Florida
(9/1/2025)

Illinois
(9/1/2025)

Massachusetts
(9/1/2025)

Nevada
(9/1/2025)

New Jersey
(9/1/2025)

New York
(9/1/2025)

Pennsylvania
(9/1/2025)

Texas
(9/1/2025)

Exams

State Security Law Exam

Series 63

Date: 3/14/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/1/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/3/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

3ICO SECURITIES LLC

3ICO SECURITIES LLC | MAINLINE SECURITIES LLC

CRD#: 173648 / SEC#: , 8-69544

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

101 W. Elm Street Suite 400b, Conshohocken, PA 19428

Mailing Address

101 W. Elm Street Suite 400b, Conshohocken, PA 19428

Phone number

(781) 771-6032

Established

Delaware since 08/18/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (27 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
3ICO SECURITIES HOLDINGS, LLC	SOLE MEMBER
BRAUNFELD, ROGER JONATHAN	NON-PRINCIPAL MANAGER
DAUSCH, JUSTIN CARTER	COO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL	6919209
FLANAGAN, LAURA LEE	NON-PRINCIPAL MANAGER	6447979
KRIEWALD, JESSICA	FINOP	7052634
RITTERSHAUSEN, DONNA MARIE	CCO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL	1480201
ROYER, JOHN E JR.	NON-PRINCIPAL MANAGER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason M. Buttles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Miller Buttles's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERSON EQUITY LLC

B. RILEY SECURITIES, INC.

B. RILEY & CO., LLC

CARIS & COMPANY, INC.

THINKEQUITY LLC

CITIZENS JMP SECURITIES, LLC

J.P. MORGAN SECURITIES INC.

JPMSI

J.P. MORGAN SECURITIES INC.

HAMBRECHT & QUIST LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/14/2002

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 7/1/1999

Series 7

Date: 6/3/1999

FINRA

Current Firm

3ICO SECURITIES LLC

Contact information

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

3ICO SECURITIES LLC

TRUST BUT VERIFY

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