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FIRM PROFILE
Overview
3ICO SECURITIES LLC is located at 101 W. Elm Street Suite 400b, Conshohocken, PA 19428 and was first established at Philadelphia, Delaware in 08/18/2014. After operating for 11 years, 3ICO SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of 3ICO SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. 3ICO SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at 3ICO SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access 3ICO SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at 3ICO SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for 3ICO SECURITIES LLC Comes From
Understanding the Statistics for 3ICO SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
101 W. Elm Street Suite 400b, Conshohocken, PA 19428
101 W. Elm Street Suite 400b, Conshohocken, PA 19428
Small
(781) 771-6032
Delaware since 08/18/2014
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| 3ICO SECURITIES HOLDINGS, LLC | SOLE MEMBER | ||
| BRAUNFELD, ROGER JONATHAN | NON-PRINCIPAL MANAGER | ||
| DAUSCH, JUSTIN CARTER | COO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL | 6919209 | |
| FLANAGAN, LAURA LEE | NON-PRINCIPAL MANAGER | 6447979 | |
| KRIEWALD, JESSICA | FINOP | 7052634 | |
| RITTERSHAUSEN, DONNA MARIE | CCO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL | 1480201 | |
| ROYER, JOHN E JR. | NON-PRINCIPAL MANAGER |
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Advisor's working at 3ICO SECURITIES LLC
Donna Marie Rittershausen
Nicholas Peter Sciandra
Aron Scott Versak
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