David B. Switzer
Professional summary
David Barron Switzer, who also goes by David B Switzer, David Switzer, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
David is registered as a RR (Registered Representative) and started their career in finance in 1999. David has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Barron Switzer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355May 27, 2025 - September 5, 2025
EDWARD JONES
May 23, 2025 - September 5, 2025
EDWARD JONES
September 5, 2023 - May 29, 2025
MORGAN STANLEY
March 29, 2023 - May 29, 2025
MORGAN STANLEY
March 12, 2021 - September 5, 2023
HARRISDIRECT LLC
March 12, 2021 - September 5, 2023
E*TRADE SECURITIES LLC
February 28, 2018 - April 9, 2019
TD AMERITRADE, INC.
February 26, 2018 - April 9, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - April 9, 2019
TD AMERITRADE, INC.
March 23, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
September 4, 2008 - February 26, 2018
SCOTTRADE, INC.
March 28, 2007 - March 31, 2008
E*TRADE SECURITIES LLC
April 28, 2006 - February 12, 2007
WELLS FARGO INVESTMENTS, LLC
October 26, 1999 - May 8, 2006
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
