Stephen N. Cudjoe
Professional summary
Stephen Nigel Cudjoe, who also goes by Stephen N Cudjoe, Stephen Cudjoe, Stephen Nigel Nigel Cudjoe, Steve Cudjoe, Stephen Moore, Steve Moore, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 8 firms and has passed the Series 63, Series 57TO, Series 3, SIE, Series 55, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Nigel Cudjoe's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355February 6, 2014 - December 23, 2025
UBS SECURITIES LLC
January 4, 2010 - February 3, 2014
PUMA CAPITAL, LLC
April 20, 2009 - December 16, 2009
THE VERTICAL GROUP
December 10, 2008 - April 14, 2009
HUDSON SECURITIES,INC.
April 26, 2005 - November 19, 2008
UBS SECURITIES LLC
June 9, 2000 - February 15, 2006
UBS CAPITAL MARKETS L.P.
May 28, 1999 - May 31, 2000
FIRST SECURITY INVESTMENTS, INC.
May 7, 1999 - June 15, 1999
MILLENNIUM SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2026)
(6/10/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/24/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
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