Anthony J. Righi
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Romeo, MI 48065
Some features on this profile are disabled
CRD#: 3214456
Professional summary
Anthony John Righi, AIF®, CFP®, who also goes by Anthony Righi, Tony Righi, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Romeo, Michigan and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Charlotte, North Carolina.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Anthony has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Righi | Tony Righi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.ARTISAN CAPITAL MANAGEMENT LLC, 129 W SAINT CLAIR ST, ROMEO, MI, 4/2018 AS OWNER/PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 40/WK - 40/TRADING. 2.Anthony J Righi Agency, LLC, 129 W Saint Clair St., Romeo, MI 48065, Insurance agent/sales since 12/1/05, non-investment related, no hours during trading. 3.INDEPENDENT Insurance agent, 129 W SAINT CLAIR ST, ROMEO, MI, 5/1/11, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. investment related, 10 hours weekly, 5 during trading. 4.CVN PROPERTIES LLC, 129 W SAINT CLAIR ST, ROMEO, MI, 5/2011 AS OWNER/PRESIDENT OF LLC TO OWN OFFICE BUILDING. NIR - 5/MO - 0/TRADING. 5.AUSTIN CATHOLIC HIGH SCHOOL, 25925 23 MILE RD, CHESTERFIELD, MI, 12/2015 AS VOTING BOARD MEMBER. NIR - 20/YR - 8/TRADING. 6.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25/WK - 25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 7.PLAYING GUITAR FOR CHURCH, MACOMB, MI, 12/2017. NIR - 10/MO - 0/TRADING. 8.AJ RIGHI & ASSOCIATES LLC, 129 W SAINT CLAIR ST, ROMEO, MI, 6/2011 AS OWNER/PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 40/WK - 40/TRADING. 9.AJ2 CAPITAL VENTURES, LLC DBA ARTISAN CAPITAL MANAGEMENT, 400 Millstone Dr. Suite 202, Hillsborough NC 27278, 01/2023, Managing Member, Owner/Partner of a Business Entity, 15 HR/Mo, 60 HR/MO Trading 10.ARTISAN CAPITAL VENTURES, LLC, 129 W Saint Clair St, Romeo MI 48065, 07/2025, Owner, Owner/Partner of a Business Entity, NIR, 2 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony John Righi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 19, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 129 W. Saint Clair St, Romeo, MI 48065Office #2: 1026 Jay St., Charlotte, NC 28208Office #3: 400 Millstone Dr. Ste 202, Hillsborough, NC 27278RIA
CRD#: 134139
Romeo, MI
Current
January 19, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1026 Jay St., Charlotte, NC 28208Office #2: 129 W Saint Clair St., Romeo, MI 48065Office #3: 400 Millstone Dr. Ste 202, Hillsborough, NC 27278BD
CRD#: 39543
Charlotte, NC
Past
June 3, 2011 - January 19, 2017
SPC
RIA
CRD#: 110692
ROMEO, MI
Past
June 3, 2011 - January 19, 2017
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
ROMEO, MI
Past
June 23, 2005 - June 13, 2011
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
ROMEO, MI
Past
June 3, 2003 - May 18, 2005
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Past
November 21, 2000 - September 30, 2003
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
April 21, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
April 21, 1999 - November 16, 2000
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/22/2021)
RR
Arizona(1/19/2017)
RR
California(1/19/2017)
RR
Florida(1/19/2017)
RR
Georgia(1/19/2017)
RR
Indiana(1/2/2020)
RR
Massachusetts(1/19/2017)
RR
Michigan(1/19/2017)
IAR
Michigan(1/19/2017)
RR
Missouri(5/7/2020)
RR
Nevada(2/7/2017)
RR
New Jersey(5/5/2020)
RR
North Carolina(3/19/2018)
IAR
North Carolina(5/26/2020)
RR
Ohio(5/5/2020)
RR
Pennsylvania(1/19/2017)
RR
Tennessee(7/26/2024)
RR
Texas(7/3/2024)
IAR
Texas(7/3/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Romeo, MI 48065TRUST BUT VERIFY
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