Elizabeth Garnto

VANGUARD ADVISERS

Malvern, PA 19355

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CRD#: 3208367

Professional summary

Elizabeth Garnto, who also goes by Elizabeth Marin, Elizabeth Mckenna, Elizabeth Marin Mckenna, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Malvern, Pennsylvania and VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.

Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Elizabeth has worked at 7 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Marin | Elizabeth Mckenna | Elizabeth Marin Mckenna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Life and Health Insurance License INVESTMENT RELATED ADDRESS (City/State): Emmaus, PA NATURE OF BUSINESS: Insurance License POSITION: Maintain Insurance License Only START DATE (Month/Year): 12/2021 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Maintain Only

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Garnto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2022 - Present

VANGUARD ADVISERS, INC.

Office #1: 100 Vanguard Blvd., Malvern, PA 19355

RIA

CRD#: 106715

Malvern, PA

Current

August 22, 2022 - Present

VANGUARD MARKETING CORPORATION

Office #1: 100 Vanguard Blvd, Malvern, PA 19355

CRD#: 7452

Malvern, PA

Past

May 16, 2014 - June 7, 2022

BEIRNE.

RIA

CRD#: 167103

Center Valley, PA

Past

November 4, 2011 - January 30, 2014

MORGAN STANLEY

CRD#: 149777

ALLENTOWN, PA

Past

July 10, 2007 - April 14, 2009

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

BETHLEHEM, PA

Past

July 10, 2007 - April 14, 2009

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

BETHLEHEM, PA

Past

March 8, 2005 - July 10, 2007

RYAN BECK & CO.

RIA

CRD#: 3248

BETHLEHEM, PA

Past

March 1, 2005 - July 10, 2007

RYAN BECK & CO.

CRD#: 3248

BETHLEHEM, PA

Past

April 30, 2001 - March 24, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/9/2022)

IAR

Texas
(6/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/10/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/19/2022

General Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 11/3/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/24/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

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Contact information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

Phone number

(610) 669-1000

Established

Firm type

Fiscal year end

# of Employees

2,225

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STABLE VALUE (9/29/2025)

VANGUARD MANAGED ACCOUNT PROGRAM AND PERSONAL ONLINE ADVISOR (9/29/2025)

VANGUARD SITUATIONAL ADVISOR BROCHURE (9/29/2025)

VANGUARD STRATEGIC MODEL PORTFOLIOS (9/29/2025)

VANGUARD DIGITAL ADVISOR AND VANGUARD PERSONAL ADVISOR (9/29/2025)

VANGUARD PERSONAL ADVISOR SELECT (9/29/2025)

Regulatory assets under management

Total Number of Accounts	698,843
AUM (Assets Under Management)	$ 300,434,933,763

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
10/23/2024	Cover Page	Report
06/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Elizabeth Garnto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Garnto's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

BEIRNE.

MORGAN STANLEY

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RYAN BECK & CO.

RYAN BECK & CO.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

VANGUARD ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2014

Series 63

Date: 11/21/2012

Series 66

Date: 8/10/2001

Series 7TO

Date: 8/19/2022

Series 7

Date: 11/3/2011

Series 24

Date: 10/24/2022

FINRA

Current Firm

VANGUARD ADVISERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VANGUARD ADVISERS, INC.

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