AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MG

Michael Stuart Goodman

SSG CAPITAL ADVISORS
WEST CONSHOHOCKEN, PA
·CRD# 3203097·27 years experience

Professional Summary

Michael Stuart Goodman is a registered financial advisor currently at SSG CAPITAL ADVISORS, LLC located in West Conshohocken, Pennsylvania. Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 3 firms and has passed the Series 63, Series 62, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
View profile
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

Years of Experience

27 years in the financial services industry

Current & Past Employments

SSG CAPITAL ADVISORS, LLC·CRD# 150750
BD
1. 300 Barr Harbor Drive Suite 420, West Conshohocken, PA 194282. 300 Barr Harbor Drive, Suite 420, West Conshohocken, PA 19428
April 7, 2010 - Present
NATCITY INVESTMENTS, INC.·CRD# 17490
BD
Cleveland, OH
August 9, 2006 - May 1, 2009
SSG CAPITAL ADVISORS, L.P.·CRD# 113867
BD
West Conshohocken, PA
December 7, 2001 - August 9, 2006

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

Current Firm

SC
SSG CAPITAL ADVISORS, LLC

SSG CAPITAL ADVISORS, LLC

CRD#: 150750 / SEC#: 8-68292
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

300 Barr Harbor Drive, Suite 420, West Conshohocken, PA 19428

Mailing Address

300 Barr Harbor Drive, Suite 420, West Conshohocken, PA 19428

Phone Number

(610) 940-5804

Established

Pennsylvania since 03/19/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (9 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SSG HOLDINGS, LLCMEMBER—
CHESEN, MARK ELLIOTMANAGING DIR. FINOP2775676
GOODMAN, MICHAEL STUARTMANAGING DIR.3203097
KARLSON, MATTHEW PHILLIPMANAGING DIR. / CCO2901264
VICTOR, J SCOTTMANAGING DIR.4263060

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Pennsylvania
(4/23/2010)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2006About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2010About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Michael Stuart Goodman's CRS (Customer Relationship Summary).

Similar Advisors

Paul B Mullen
Paul B Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Horsham, PA · CRD#
Robert Charles Boland
Robert Charles Boland

RBC CAPITAL MARKETS, LLC

Malvern, PA · CRD#
Peter F Gaertner
Peter F Gaertner

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA · CRD#
Dustin Michael Willing
Dustin Michael Willing

KESTRA ADVISORY SERVICES, LLC

Wayne, PA · CRD#
MG
Follow Michael
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required