Matthew D. Ciaglia
Professional summary
Matthew Daniel Ciaglia, CFP®, who also goes by Matt Ciaglia, Matthew Daniel Ciaglia, Matthew Ciaglia, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Charlotte, North Carolina and VANGUARD MARKETING CORPORATION located in Charlotte, North Carolina.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 8 firms and has passed the Series 66, Series 63, Series 65, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Daniel Ciaglia's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
February 26, 2021 - Present
VANGUARD ADVISERS, INC.
Office #1: 1030 Admiral Nelson Ct, Charlotte, NC 28262February 24, 2021 - Present
VANGUARD MARKETING CORPORATION
Office #1: 1030 Admiral Nelson Ct, Charlotte, NC 28262February 9, 2016 - January 27, 2020
P.J. ROBB VARIABLE, LLC
April 24, 2015 - October 2, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 6, 2015 - October 2, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 2013 - March 17, 2015
MORGAN STANLEY
March 11, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 11, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 13, 2008 - March 4, 2008
WELLS FARGO CLEARING SERVICES, LLC
July 11, 2007 - March 4, 2008
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - December 20, 2001
WELLS FARGO CLEARING SERVICES, LLC
March 22, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2021)
(2/26/2021)
(2/26/2021)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VANGUARD ADVISERS, INC.
CRD#: 106715Charlotte, NC 28262TRUST BUT VERIFY
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