David Bruce Macinnis
Professional Summary
David Bruce Macinnis is a registered financial advisor currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Dresher, Pennsylvania and MID ATLANTIC CLEARING & SETTLEMENT CORPORATION located in Needham, Massachusetts. David is registered as a RR (Registered Representative) and started their career in finance in 1999. David has worked at 4 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
ADVISORS CLEARING NETWORK, INC. | MID ATLANTIC CLEARING & SETTLEMENT CORPORATION | LIFE CYCLE MUTUAL FUNDS DISTRIBUTORS, INC. | BISYS BD SERVICES, INC.
Contact Information
Main Address
140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494Mailing Address
140 Building C Floor 3 Suite C320, Needham, MA 02494Phone Number
8006937800345Established
Delaware since 09/12/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MID ATLANTIC TRUST COMPANY | OWNER | — |
| BAIER, ELIZABETH CURRO | FINOP, PRINCIPAL FINANCIAL OFFICER (CFO) AND PRINCIPAL OPERATIONS OFFICER | 4851105 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| MACINNIS, DAVID BRUCE | CHIEF COMPLIANCE OFFICER AND SECRETARY | 3184368 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2026About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1999About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Bruce Macinnis's CRS (Customer Relationship Summary).
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