Grant W. Armstrong
Professional summary
Grant Wesley Armstrong JR, CFP®, who also goes by G Wesley Armstrong, Grant W Armstrong Jr, Grant Wesley Armstrong, Grant Armstrong, Wes Armstrong, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Charlotte, North Carolina and VANGUARD MARKETING CORPORATION located in Charlotte, North Carolina.
Grant is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Grant has worked at 12 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Grant Wesley Armstrong JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2023 - Present
VANGUARD ADVISERS, INC.
Office #1: 1030 Admiral Nelson Ct, Charlotte, NC 28262November 18, 2022 - Present
VANGUARD MARKETING CORPORATION
Office #1: 1030 Admiral Nelson Ct, Charlotte, NC 28262October 24, 2019 - September 1, 2022
VIMA, LLC
March 10, 2008 - July 11, 2008
LPL FINANCIAL LLC
March 10, 2008 - July 11, 2008
LPL FINANCIAL LLC
April 16, 2007 - March 10, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
April 16, 2007 - March 10, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
July 10, 2006 - April 16, 2007
WELLS FARGO CLEARING SERVICES, LLC
July 10, 2006 - April 16, 2007
WELLS FARGO CLEARING SERVICES, LLC
June 16, 2004 - June 23, 2006
FIRST HORIZON ADVISORS, INC.
June 16, 2004 - June 23, 2006
FIRST HORIZON ADVISORS, INC.
February 23, 2004 - June 22, 2004
MSI FINANCIAL SERVICES, INC.
December 1, 2003 - June 22, 2004
METROPOLITAN LIFE INSURANCE COMPANY
December 1, 2003 - June 22, 2004
MSI FINANCIAL SERVICES, INC.
April 28, 2003 - November 26, 2003
QUICK & REILLY, INC.
April 28, 2003 - November 26, 2003
QUICK & REILLY, INC.
December 31, 2001 - April 30, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
March 8, 1999 - April 30, 2003
IDS LIFE INSURANCE COMPANY
March 8, 1999 - April 30, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2022)
(1/5/2023)
(6/3/2026)
(1/5/2023)
Exams
Series 7TO
Date: 11/18/2022
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VANGUARD ADVISERS, INC.
CRD#: 106715Charlotte, NC 28262TRUST BUT VERIFY
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