Rafael A. Perez-mendez
Professional summary
Rafael Arturo Perez-mendez, who also goes by Rafael Arturo Perez, Rafael Arturo Perezmendez, is a registered financial professional currently at EQUITABLE ADVISORS, LLC located in Charlotte, North Carolina and EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Rafael is registered as a RR (Registered Representative) and started their career in finance in 1999. Rafael has worked at 5 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rafael Arturo Perez-mendez's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2004 - Present
EQUITABLE ADVISORS, LLC
Office #1: 7207 Ibm Drive 2nd Fl, Charlotte, NC 28262January 26, 2016 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262January 31, 2007 - December 31, 2025
EQUITABLE ADVISORS, LLC
August 26, 2003 - May 18, 2004
JBS LIBERTY SECURITIES, INC.
November 7, 2002 - August 28, 2003
MIRAMAR SECURITIES, LLC
July 24, 2000 - October 29, 2002
PRUCO SECURITIES, LLC.
February 25, 1999 - March 14, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2007)
(1/26/2007)
(4/29/2019)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| LARUSSA, CHRISTOPHER JOHN | CHIEF COMPLIANCE OFFICER | 4728315 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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