Lisa B. Skolnik
Professional summary
Lisa Beth Skolnik, who also goes by Lisa Beth Setowsky, is a registered financial professional currently at SEI INVESTMENTS DISTRIBUTION CO. located in Oaks, Pennsylvania.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 1999. Lisa has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Beth Skolnik's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2020 - Present
SEI INVESTMENTS DISTRIBUTION CO.
Office #1: One Freedom Valley Drive, Oaks, PA 19456August 26, 2015 - October 31, 2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 26, 2015 - October 31, 2018
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 29, 2005 - April 20, 2020
PRUCO SECURITIES, LLC.
April 5, 2005 - July 7, 2005
THE CONCORD EQUITY GROUP, LLC
March 19, 2003 - March 17, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 30, 2000 - May 17, 2001
PRUCO SECURITIES, LLC.
March 15, 1999 - June 22, 2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
SEI INVESTMENTS DISTRIBUTION CO.
CRD#: 10690 / SEC#: , 8-27897
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEI INVESTMENTS COMPANY | SHAREHOLDER | |
| CAMPISI, JENNIFER HICKMAN | CHIEF COMPLIANCE OFFICER, ASST SECRETARY | 5299753 |
| COARY, JOHN PATRICK | TREASURER, CFO | 2551648 |
| CROWE, KEVIN FRANCIS | DIRECTOR | 2109967 |
| DORAN, WILLIAM M | DIRECTOR | 1476724 |
| KLAUDER, PAUL FRANCIS | DIRECTOR, PRESIDENT, CEO | 2474240 |
| MCGHIN, JASON MICHAEL | COO | 3119188 |
| MUNCH, JOHN CHARLES | SECRETARY, GENERAL COUNSEL | 4739576 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
