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Thaddeus P. Obecny
CETERA INVESTMENT ADVISERS LLC
Punta Gorda, FL 33950
Some features on this profile are disabled
CRD#: 3160849
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Professional summary
Thaddeus Paul Obecny, who also goes by Thadd P Obecny, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Punta Gorda, Florida and CETERA WEALTH SERVICES, LLC located in Punta Gorda, Florida.
Thaddeus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Thaddeus has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thadd P Obecny
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Globe Financial Services, LLC~'NIR'~5065 San Massimo Drive, Punta Gorda, FL 33950~Notary Public~Partner/General Partner~12/1/1999~1hrs~0hrs~Notary Services and Administrative support services 2) ESTATE OF JANINA NONA RONCEVIC POSITION: EXECUTOR NATURE: EXECUTOR OF THE ESTATE. OVERSEE THE OPERATION OF ESTAE ACTIVITIES IN ACCORDANCE WITH THE WILL. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/17/2024 ADDRESS: 5065 San Massimo Drive, Punta Gorda FL 33950, United States DESCRIPTION: EXECUTOR OF THE ESTATE. OVERSEE THE OPERATION OF THE ESTATE IN ACCORDANCE WITH THE WILL. ESTABLISH ESTATE BANK ACCOUNT WITH BANKING AUTHORITY. 3) OBECNY II GOLF POSITION: TREASURER NATURE: MY ACTIVITY CONSISTS OF PAYING BILLS AS REQUIRED AND HANDLING THE ACCOUNTING FOR MY SON'S SOLE PROPRIETORSHIP. MY SON IS A PROFESSIONAL GOLFER AND I AM LISTED ON THE BANK ACCOUNT AS AN AUTHORIZED PERSON ON THE ACCOUNT. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/06/2024 ADDRESS: 5065 San Massimo Drive, Punta Gorda, FL 33950, United States DESCRIPTION: SEE EXPLANATION IN #4.
CRS (Client Relationship Summary) - RIA
Click below to view Thaddeus Paul Obecny's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5065 San Massimo Drive, Punta Gorda, FL 33950RIA
CRD#: 105644
Punta Gorda, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Punta Gorda, FL
Past
January 4, 2000 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Punta Gorda, FL
Past
January 7, 1999 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Punta Gorda, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(8/13/2025)
RR
Florida(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Tennessee(9/5/2025)
RR
West Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
