Suzette Michelle Clark
Professional Summary
Suzette Michelle Clark, who also goes by Suzette Michelle Shatto, is a registered financial advisor currently at LOCKTON INVESTMENT SECURITIES, LLC located in Kansas City, Missouri. Suzette is registered as a RR (Registered Representative) and started their career in finance in 1999. Suzette has worked at 4 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Suzette Michelle Shatto
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
LOCKTON FINANCIAL ADVISORS, LLC | LOCKTON INVESTMENT SECURITIES, LLC | LOCKTON INVESTMENT SECURITIES SERVICES, LLC
Contact Information
Main Address
7045 College Blvd 5th Floor, Overland Park, KS 66211Mailing Address
7045 College Blvd 5th Floor, Overland Park, KS 66211Phone Number
(816) 960-9000Established
Missouri since 05/01/2016Firm Type
Limited Liability CompanyFiscal Year End
AprilFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/7/2022)
(7/7/2022)
(6/22/2010)
(9/3/2015)
(4/21/2010)
(6/22/2010)
(11/11/2010)
(9/3/2015)
(6/22/2010)
(6/22/2010)
(4/21/2010)
(7/7/2022)
(1/18/2011)
(6/22/2010)
(11/11/2010)
(12/21/2010)
(4/16/2010)
(6/22/2010)
(9/8/2015)
(7/7/2022)
(4/21/2010)
(6/22/2010)
(6/22/2010)
(4/21/2010)
(7/7/2022)
(4/16/2010)
(7/7/2022)
(11/11/2010)
(9/8/2015)
(9/3/2015)
(9/3/2015)
(7/7/2022)
(6/22/2010)
(4/22/2010)
(12/13/2010)
(6/22/2010)
(9/3/2015)
(4/21/2010)
(4/21/2010)
(7/7/2022)
(7/7/2022)
(6/22/2010)
(7/7/2022)
(6/22/2010)
(4/21/2010)
(9/2/2015)
(5/5/2011)
(9/3/2015)
(4/21/2010)
(7/7/2022)
(6/22/2010)
(9/3/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1999About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Nov 2011About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Suzette Michelle Clark's CRS (Customer Relationship Summary).
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